Moomoo
Futu Us Inc. Settlement Associate
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage
all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience. Here's a closer look at our key entities: Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally. Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise. Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. The Settlement Associate is responsible for clearance and settlement of various products in the US and International markets. Working knowledge of Equity, DTCC, NSCC, and back-office operation is a plus. Associate will work closely with other groups across Operations, Sec Lending, Trading ops and Compliance. The ideal candidate is a self-starter with exceptional attention to detail and the ability to work independently under tight deadlines. This role must be based at the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter. What You'll Do: Daily clearance and settlement of Equity. Ensure timely settlement of trades. Instruct, monitor, and settle both free of payment and payment balance order. Security master updates and corporate action processing. Monitor and resolve suspense items and investigate position breaks Liaise with Middle Office to remediate any settlement issues. Liaise with counterparties regarding unmatched trade instructions/details and escalate issues in a timely manner. Support the business to process requests timely and efficiently. Proactively mitigate risk by reviewing and improving procedures and processes. Generate and save various settlements reports that must be distributed to various teams. Understands and follows all Regulatory and Compliance guidelines. Understanding of RegSHO 204 and 15C3 segregation rule is a plus. Collaborate with IT to identify and implement improvement opportunities. Perform and assume other duties as needed.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage
all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience. Here's a closer look at our key entities: Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally. Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise. Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. The Settlement Associate is responsible for clearance and settlement of various products in the US and International markets. Working knowledge of Equity, DTCC, NSCC, and back-office operation is a plus. Associate will work closely with other groups across Operations, Sec Lending, Trading ops and Compliance. The ideal candidate is a self-starter with exceptional attention to detail and the ability to work independently under tight deadlines. This role must be based at the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter. What You'll Do: Daily clearance and settlement of Equity. Ensure timely settlement of trades. Instruct, monitor, and settle both free of payment and payment balance order. Security master updates and corporate action processing. Monitor and resolve suspense items and investigate position breaks Liaise with Middle Office to remediate any settlement issues. Liaise with counterparties regarding unmatched trade instructions/details and escalate issues in a timely manner. Support the business to process requests timely and efficiently. Proactively mitigate risk by reviewing and improving procedures and processes. Generate and save various settlements reports that must be distributed to various teams. Understands and follows all Regulatory and Compliance guidelines. Understanding of RegSHO 204 and 15C3 segregation rule is a plus. Collaborate with IT to identify and implement improvement opportunities. Perform and assume other duties as needed.