Alexander Chapman
Compliance Associate
Alexander Chapman - New York, New York, us, 10261
Work at Alexander Chapman
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Overview
This range is provided by Alexander Chapman. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
All candidates should make sure to read the following job description and information carefully before applying. Base pay range $120,000.00/yr - $130,000.00/yr Join a premier, top-tier hedge fund operating at the forefront of global markets. This is a high-impact opportunity to sit close to the business and collaborate with world-class investment, quant, and tech teams. Responsibilities Support global trading activity, product launches, and strategy expansion within a complex regulatory framework. Collaborate with cross-functional teams to enhance trade surveillance, research, and data compliance tools. Conduct daily trade monitoring, periodic testing, and assist with regulatory filings and audits. Lead compliance training efforts and review marketing materials for regulatory alignment. Maintain policies and procedures, track regulatory developments (SEC, NFA, CFTC), and contribute to ongoing risk assessments. Requirements 1–3 years of compliance experience (hedge fund or asset manager preferred) Familiarity with SEC, CFTC, and NFA regulations Strong analytical skills and attention to detail Clear communicator with a proactive, team-first mindset Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionLegal IndustriesFinancial Services, Investment Management, and Venture Capital and Private Equity Principals Referrals increase your chances of interviewing at Alexander Chapman by 2x Sign in to set job alerts for “Compliance Associate” roles. New York, NY $115,000.00-$120,000.00 1 week ago New York, United States $80,000.00-$130,000.00 2 weeks ago Legal & Compliance, Research Compliance Associate (Immediate Start 2025)Legal & Compliance, Research Compliance Associate (Summer 2025) New York, United States $128,000.00-$240,667.00 1 day ago New York, NY $82,500.00-$154,000.00 3 days ago New York, NY $55,000.00-$75,000.00 6 days ago New York, NY $70,000.00-$85,000.00 2 weeks ago New York, NY $90,000.00-$105,000.00 11 hours ago New York, NY $70,000.00-$85,000.00 1 week ago New York, United States $90,720.00-$100,700.00 2 weeks ago Associate - Regulatory Compliance (Private Funds) New York, NY $170,000.00-$200,000.00 1 week ago New York, NY $135,000.00-$160,000.00 1 week ago New York, NY $130,000.00-$150,000.00 8 hours ago New York, NY $100,000.00-$140,000.00 2 weeks ago Junior to Midlevel Privacy Litigation Associate New York, NY $250,000.00-$315,000.00 3 weeks ago Healthcare Regulatory Compliance Specialist New York, NY $90,000.00-$90,000.00 2 days ago New York, NY $90,000.00-$105,000.00 1 day ago New York, NY $120,000.00-$145,000.00 1 week ago New York, NY $100,000.00-$140,000.00 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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All candidates should make sure to read the following job description and information carefully before applying. Base pay range $120,000.00/yr - $130,000.00/yr Join a premier, top-tier hedge fund operating at the forefront of global markets. This is a high-impact opportunity to sit close to the business and collaborate with world-class investment, quant, and tech teams. Responsibilities Support global trading activity, product launches, and strategy expansion within a complex regulatory framework. Collaborate with cross-functional teams to enhance trade surveillance, research, and data compliance tools. Conduct daily trade monitoring, periodic testing, and assist with regulatory filings and audits. Lead compliance training efforts and review marketing materials for regulatory alignment. Maintain policies and procedures, track regulatory developments (SEC, NFA, CFTC), and contribute to ongoing risk assessments. Requirements 1–3 years of compliance experience (hedge fund or asset manager preferred) Familiarity with SEC, CFTC, and NFA regulations Strong analytical skills and attention to detail Clear communicator with a proactive, team-first mindset Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionLegal IndustriesFinancial Services, Investment Management, and Venture Capital and Private Equity Principals Referrals increase your chances of interviewing at Alexander Chapman by 2x Sign in to set job alerts for “Compliance Associate” roles. New York, NY $115,000.00-$120,000.00 1 week ago New York, United States $80,000.00-$130,000.00 2 weeks ago Legal & Compliance, Research Compliance Associate (Immediate Start 2025)Legal & Compliance, Research Compliance Associate (Summer 2025) New York, United States $128,000.00-$240,667.00 1 day ago New York, NY $82,500.00-$154,000.00 3 days ago New York, NY $55,000.00-$75,000.00 6 days ago New York, NY $70,000.00-$85,000.00 2 weeks ago New York, NY $90,000.00-$105,000.00 11 hours ago New York, NY $70,000.00-$85,000.00 1 week ago New York, United States $90,720.00-$100,700.00 2 weeks ago Associate - Regulatory Compliance (Private Funds) New York, NY $170,000.00-$200,000.00 1 week ago New York, NY $135,000.00-$160,000.00 1 week ago New York, NY $130,000.00-$150,000.00 8 hours ago New York, NY $100,000.00-$140,000.00 2 weeks ago Junior to Midlevel Privacy Litigation Associate New York, NY $250,000.00-$315,000.00 3 weeks ago Healthcare Regulatory Compliance Specialist New York, NY $90,000.00-$90,000.00 2 days ago New York, NY $90,000.00-$105,000.00 1 day ago New York, NY $120,000.00-$145,000.00 1 week ago New York, NY $100,000.00-$140,000.00 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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