CPA Recruiter Online
Compliance Monitor and Testing Analyst
CPA Recruiter Online - Cherry Hill, New Jersey, United States, 08002
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Overview
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Overview
Compliance Monitor And Testing Analyst
Responsibilities: Monitor and test ongoing activities of LOBs and Support Units to ensure compliance with regulatory and investor requirements and business policies and procedures
Assist in developing, implementing and maintaining the testing and monitoring examination and risk assessment programs
Work with Compliance team players to identify specific areas for focus and targeted review
Provides support to Compliance Director on projects
Work with LOB to enhance and implement controls to address deficiencies
Help develop and recommend policies, procedures and programs to ensure compliance with existing regulations and best practices Requirements: Bachelor's Degree in Accounting or Finance required
3-5 years of related experience in developing and implementing monitoring and testing procedures or other relevant substantive experience
Experience in the banking industry and/or compliance with a level of understanding and knowledge of industry practices
Knowledge of compliance regulations and compliance monitoring techniques
Highly motivated, self directed, proactive, self-disciplined and team-oriented
Ability to work independently and under pressure in a fast-paced and dynamic environment handling multiple competing tasks simultaneously to closure
Past project management leadership experience
Excellent communication abilities, strong work ethic, and critical thinking All your information will be kept confidential according to EEO guidelines.
Responsibilities: Monitor and test ongoing activities of LOBs and Support Units to ensure compliance with regulatory and investor requirements and business policies and procedures
Assist in developing, implementing and maintaining the testing and monitoring examination and risk assessment programs
Work with Compliance team players to identify specific areas for focus and targeted review
Provides support to Compliance Director on projects
Work with LOB to enhance and implement controls to address deficiencies
Help develop and recommend policies, procedures and programs to ensure compliance with existing regulations and best practices Requirements: Bachelor's Degree in Accounting or Finance required
3-5 years of related experience in developing and implementing monitoring and testing procedures or other relevant substantive experience
Experience in the banking industry and/or compliance with a level of understanding and knowledge of industry practices
Knowledge of compliance regulations and compliance monitoring techniques
Highly motivated, self directed, proactive, self-disciplined and team-oriented
Ability to work independently and under pressure in a fast-paced and dynamic environment handling multiple competing tasks simultaneously to closure
Past project management leadership experience
Excellent communication abilities, strong work ethic, and critical thinking All your information will be kept confidential according to EEO guidelines.