Western & Southern Financial Group
Counsel - Investments & Securities
Western & Southern Financial Group - Cincinnati, Ohio, United States, 45208
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Counsel - Investments & Securities
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Counsel - Investments & Securities
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Join Western & Southern – Somewhere You Want to Be Western & Southern is somewhere to grow, lead, win and do good for others. Our supportive culture, continuous learning opportunities and connection to our local communities make our company the ideal place for a career. For more than 137 years, our long-term success has been fueled by a deep commitment to customer service and our community. Headquartered in Cincinnati, W&S is a
Fortune
500 company recognized as one of America’s Best Midsize Employers by Forbes. Our commitment to career growth and employee development earned us a top 100 ranking on the American Opportunity Index (AOI). We are dedicated to creating opportunities for our associates to grow and succeed. We take pride in our award-winning talent development team and our recognition as a Top 10 Military Friendly Employer and Top Spouse Employer. Hear what our associates say about their experience at W&S! Our Culture: Excellence and Collaboration Western & Southern is built on a culture of integrity, top-notch performance, teamwork and collaboration. We’re committed to hiring and developing professionals who strive for excellence, demonstrate strong ethics and make fact-based decisions. Our associates are empowered to chase their career dreams while being supported every step of the way. A Day in the Life of a Counsel – Investments & Securities The Counsel - Investments will serve as the primary legal counsel to Fort Washington Investment Advisors ("FWIA") on transactional, securities and regulatory matters relating to the registration and operation of the investment advisor and compliance with Investment Advisors Act of 1940, and associated rules. Duties include providing advice and legal support to FWIA's Private Equity and Private Debt strategies, including fund formation; compliance with Securities Act of 1933, and associated rules; structured finance/CLOs; fundraising and marketing; SEC compliance; and other investment transactions and fund operation activities. Duties and Responsibilities: Advises FWIA investment teams on private equity, private debt, private placements, and other fixed income and equity investments with little direction or supervision. Advises FWIA on private fund formation, securities law compliance, registration statements and other SEC filings, and related fundraising and investment activity. Advises FWIA management and CCO on all legal matters with little direction or supervision. Supports FWIA on (i) development of compliance programs; (ii) review of numerous types of external client and marketing communications; (iii) response to any regulatory exams or inquiries; and (iv) SEC and other regulatory filing requirements. Desired Competencies and Skills: Juris Doctor (JD) degree from an accredited law school. Substantial experience (5+ years following law school) in the role of Counsel or equivalent in title and experience handling complex investment transactions, investment advisor regulatory matters and/or other corporate projects. Comprehensive knowledge of securities laws. Bar Admission License to practice law in Ohio (or ability to obtain license in Ohio) Upon Hire Premier Benefits to Support YOU We offer a comprehensive benefits package, including: Medical, dental, vision, and life insurance. 401(k) savings plan with pension options. Paid time off increasing with tenure. Tuition reimbursement and individualized career development plans. Parental leave and maternity leave with a 4-week transition back to work. Access to on-site amenities like a fitness center, cafeteria and more. Extensive employee discount program. Western & Southern is not just a place to work—it’s somewhere to grow, lead, win and make a difference in your career and community. Learn more at www.westernsouthern.com/careers/home-office-careers. Seniority level
Seniority level Associate Employment type
Employment type Full-time Job function
Job function Legal Industries Financial Services and Investment Management Referrals increase your chances of interviewing at Western & Southern Financial Group by 2x Inferred from the description for this job
Medical insurance Vision insurance 401(k) Pension plan Paid maternity leave Paid paternity leave Tuition assistance Disability insurance Get notified when a new job is posted. Sign in to set job alerts for “Lawyer” roles.
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Counsel - Investments & Securities
role at
Western & Southern Financial Group 3 days ago Be among the first 25 applicants Join to apply for the
Counsel - Investments & Securities
role at
Western & Southern Financial Group Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Western & Southern Financial Group Working to connect individuals to their next opportunity!
Join Western & Southern – Somewhere You Want to Be Western & Southern is somewhere to grow, lead, win and do good for others. Our supportive culture, continuous learning opportunities and connection to our local communities make our company the ideal place for a career. For more than 137 years, our long-term success has been fueled by a deep commitment to customer service and our community. Headquartered in Cincinnati, W&S is a
Fortune
500 company recognized as one of America’s Best Midsize Employers by Forbes. Our commitment to career growth and employee development earned us a top 100 ranking on the American Opportunity Index (AOI). We are dedicated to creating opportunities for our associates to grow and succeed. We take pride in our award-winning talent development team and our recognition as a Top 10 Military Friendly Employer and Top Spouse Employer. Hear what our associates say about their experience at W&S! Our Culture: Excellence and Collaboration Western & Southern is built on a culture of integrity, top-notch performance, teamwork and collaboration. We’re committed to hiring and developing professionals who strive for excellence, demonstrate strong ethics and make fact-based decisions. Our associates are empowered to chase their career dreams while being supported every step of the way. A Day in the Life of a Counsel – Investments & Securities The Counsel - Investments will serve as the primary legal counsel to Fort Washington Investment Advisors ("FWIA") on transactional, securities and regulatory matters relating to the registration and operation of the investment advisor and compliance with Investment Advisors Act of 1940, and associated rules. Duties include providing advice and legal support to FWIA's Private Equity and Private Debt strategies, including fund formation; compliance with Securities Act of 1933, and associated rules; structured finance/CLOs; fundraising and marketing; SEC compliance; and other investment transactions and fund operation activities. Duties and Responsibilities: Advises FWIA investment teams on private equity, private debt, private placements, and other fixed income and equity investments with little direction or supervision. Advises FWIA on private fund formation, securities law compliance, registration statements and other SEC filings, and related fundraising and investment activity. Advises FWIA management and CCO on all legal matters with little direction or supervision. Supports FWIA on (i) development of compliance programs; (ii) review of numerous types of external client and marketing communications; (iii) response to any regulatory exams or inquiries; and (iv) SEC and other regulatory filing requirements. Desired Competencies and Skills: Juris Doctor (JD) degree from an accredited law school. Substantial experience (5+ years following law school) in the role of Counsel or equivalent in title and experience handling complex investment transactions, investment advisor regulatory matters and/or other corporate projects. Comprehensive knowledge of securities laws. Bar Admission License to practice law in Ohio (or ability to obtain license in Ohio) Upon Hire Premier Benefits to Support YOU We offer a comprehensive benefits package, including: Medical, dental, vision, and life insurance. 401(k) savings plan with pension options. Paid time off increasing with tenure. Tuition reimbursement and individualized career development plans. Parental leave and maternity leave with a 4-week transition back to work. Access to on-site amenities like a fitness center, cafeteria and more. Extensive employee discount program. Western & Southern is not just a place to work—it’s somewhere to grow, lead, win and make a difference in your career and community. Learn more at www.westernsouthern.com/careers/home-office-careers. Seniority level
Seniority level Associate Employment type
Employment type Full-time Job function
Job function Legal Industries Financial Services and Investment Management Referrals increase your chances of interviewing at Western & Southern Financial Group by 2x Inferred from the description for this job
Medical insurance Vision insurance 401(k) Pension plan Paid maternity leave Paid paternity leave Tuition assistance Disability insurance Get notified when a new job is posted. Sign in to set job alerts for “Lawyer” roles.
Cincinnati, OH $160,000.00-$200,000.00 1 day ago Cincinnati, OH $105,763.00-$166,200.00 3 weeks ago GAL DIVISION - ATTORNEY 1 - PUBLIC DEFENDER GUARDIAN AD LITEM
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West Chester, OH $85,000.00-$115,000.00 1 month ago Chief Assistant Prosecuting Attorney - Family Law Division (4477-31)
Cincinnati, OH $177,100.00-$297,500.00 5 days ago Medical Liability Litigation Associate Attorney
Associate Attorney, Mergers & Acquisitions
Cincinnati, OH $85,000.00-$130,000.00 3 weeks ago Associate General Counsel - Mergers and Acquisitions
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We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr