Senior Corporate Securities Associate Attorney or Counsel
Company name
BCG Attorney Search
Experience
4-20 yrs required
Posted on
Aug 07, 2025
Valid Through
Sep 06, 2025
Profile
A law firm in Boston, MA, is seeking a Senior Corporate Securities Associate Attorney or Counsel with extensive experience in securities law and corporate governance. The ideal candidate will have a strong background in public company regulations, securities offerings, and compliance with national securities exchange rules. This role requires a minimum of 6 years of in-depth experience in corporate securities law.
Duties:
- Advise clients on compliance with public company rules and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
- Manage and oversee public and private offerings of securities, including preparation and review of registration statements and offering documents.
- Ensure compliance with national securities exchange listing rules and regulations.
- Prepare and file reports on Forms 10-K, 10-Q, and 8-K, and ensure timely and accurate submission.
- Draft and review proxy statements for annual and special shareholder meetings.
- Handle Section 16 Reporting, including Forms 3, 4, and 5, ensuring compliance with reporting requirements.
- Provide general corporate and corporate governance advice, including drafting board resolutions, policies, press releases, and other governance documents.
- Offer guidance on broker-dealer, FINRA, investment adviser, and fund formation matters, if applicable.
- Represent clients in regulatory investigations, enforcement actions, and compliance audits.
- Collaborate with other attorneys and professionals within the firm to provide comprehensive legal solutions.
Requirements:
- Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
- Strong knowledge of public company regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
- Experience with public and private securities offerings and national securities exchange listing rules.
- Proficiency in preparing and filing reports on Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
- Experience with Section 16 Reporting and general corporate governance matters.
- Broker-dealer, FINRA, investment adviser, or fund formation experience is a plus.
- Bar admission required for the jurisdiction of practice.
Education:
- Juris Doctor (JD) degree from an accredited law school.
Certifications:
- Bar admission required for the jurisdiction of practice.
Skills:
- Expertise in securities law and corporate governance.
- Strong analytical and problem-solving abilities.
- Excellent drafting and legal writing skills.
- Effective communication and interpersonal skills.
- Ability to manage multiple projects and meet deadlines.
- Proficiency in legal research and regulatory compliance.
Job Location:
Benefits Offered:
- Competitive salary with performance-based bonuses.
- Comprehensive benefits package, including medical, dental, and vision insurance.
- 401(k) plan with employer contributions.
- Opportunities for professional development and career advancement.
- Supportive and collaborative work environment.
Company info
BCG Attorney Search
225 Franklin Street, 26th floor
Boston
Massachusetts
United States 02110
Phone : (857) 277-7381
Fax : (213) 895-7306