REQ Solutions
This range is provided by REQ Solutions. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Want to make an application Make sure your CV is up to date, then read the following job specs carefully before applying. Base pay range $280,000.00/yr - $330,000.00/yr Title:
Chief Compliance Officer Location:
New York City | Hybrid role - 2-3 day onsite Direct Reports:
Chief BSA Officer, Chief AML Officer, Chief of Staff and all supporting staff Full-time Salary Range:
Between
280,000/YR - 330,000/YR (Depends on matching experience)* Managing Team of 50+ We are seeking a Chief Compliance Officer for an aggressively growing community bank moving into the FinTech space. Candidate must have 10-15 years of experience. Must have large global banking experience along with FinTech payments including Credit Card, Pre-paid cards, and Electronic Fund Transfer. Minimum of 10-15 years’ professional experience in compliance or risk management, preferably including a combination of experience in financial services, regulator bodies, consultancy. Previous Chief Compliance Officer experience in a bank serving MSBs or fintech companies, preferred. Experience with cryptocurrency exchanges, digital wallet providers, or payment processors Experience with compliance technology solutions and automation Background in regulatory policy development or government relations Industry recognition or thought leadership in compliance or regulatory matters Must have managed a team of 25+ including management of Chief of Staff, Chief BSA Officer, Chief AML Officer, and the complete division of governance/OFAC/payments/settlement. JOB SUMMARY: The Chief Compliance Officer (“CCO”) will be responsible for developing, implementing, and overseeing all aspects of the (the “Bank”) compliance program, including BSA/AML, OFAC, consumer, and regulatory compliance. This role requires a leader who can anticipate regulatory developments, build scalable compliance infrastructure, and foster a culture of ethical business practices throughout the organization. The individual will be instrumental in shaping policies that balance regulatory requirements with business objectives, ensuring sustainable growth while protecting the institution from compliance risks. The CCO will provide direct oversight and leadership to our BSA Officer, ensuring seamless integration of BSA/AML compliance functions within the broader enterprise compliance framework. You will be responsible for establishing clear governance structures and accountability measures for BSA/AML program effectiveness while maintaining the BSA Officer's independence and authority in day-to-day BSA operations. Key Responsibilities: Strategic Compliance Leadership: Develop and execute comprehensive compliance strategy aligned with business objectives and regulatory requirements Establish enterprise-wide compliance governance framework with clear accountability structures Lead compliance risk assessments and implement risk-based compliance monitoring programs Provide strategic guidance to senior leadership on regulatory matters and business implications Champion compliance culture throughout the organization and embed compliance considerations into business decision-making Maintain comprehensive regulatory change management process to monitor, assess, and implement regulatory developments Conduct impact analysis for new and proposed regulations on business operations, policies, and procedures Provide direct oversight and leadership to the BSA Officer while ensuring operational independence in BSA/AML functions Establish governance framework for BSA/AML program effectiveness and accountability measures Ensure BSA Officer has appropriate authority, resources, and access to senior management and Board of Directors Coordinate with BSA Officer on program development, risk assessments, and regulatory examination preparation Review and approve BSA/AML policies, procedures, and program enhancements developed by the BSA Officer Ensure integration of BSA/AML compliance within enterprise-wide compliance framework Establish comprehensive compliance risk assessment methodologies and conduct regular risk evaluations Implement effective compliance monitoring and testing programs across all business lines Education, Training, and Experience: Minimum of 10-15 years’ professional experience in compliance or risk management, preferably including a combination of experience in financial services, regulator bodies, consultancy. Previous Chief Compliance Officer experience in a bank serving MSBs or fintech companies, preferred. Experience with cryptocurrency exchanges, digital wallet providers, or payment processors Experience with compliance technology solutions and automation Background in regulatory policy development or government relations Industry recognition or thought leadership in compliance or regulatory matters Seniority level
Seniority levelExecutive Employment type
Employment typeFull-time Job function
Job functionFinance IndustriesBanking and Financial Services Referrals increase your chances of interviewing at REQ Solutions by 2x Sign in to set job alerts for “Compliance Officer” roles. New York, NY $120,000.00-$160,000.00 3 weeks ago New York, NY $100,000.00-$140,000.00 2 days ago Compliance Officer - Compliance Risk Assessment - VP New York, NY $140,000.00-$180,000.00 1 week ago Senior Manager of Compliance CommunicationsVice President, ESG Advisory Compliance Officer New York City Metropolitan Area $120,000.00-$150,000.00 1 week ago Legal, Compliance & Controls Manager, Vice President New York, NY $130,000.00-$150,000.00 3 months ago New York City Metropolitan Area $100,000.00-$150,000.00 1 week ago New York, NY $250,000.00-$350,000.00 4 days ago New York, NY $200,000.00-$250,000.00 1 month ago Team Lead, AML Compliance InvestigationsManager – Compliance - Global Commercial Services Marketing New York, NY $90,000.00-$165,000.00 1 week ago Investments Compliance Officer – Portfolio Monitoring Jersey City, NJ $94,800.00-$125,000.00 2 weeks ago Senior Manager, Strategy & Operations - Legal & Compliance New York, NY $176,000.00-$213,000.00 1 week ago Parsippany, NJ $66,330.00-$159,120.00 6 days ago New York City Metropolitan Area 1 week ago Corporate / Board Secretary - Assistant Vice President / Vice President New York, NY $170,000.00-$254,500.00 1 week ago New York, NY $150,000.00-$175,000.00 5 days ago Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas – Director New York, NY $250,000.00-$300,000.00 1 week ago Senior Manager - Compliance Programs Governance New York, NY $110,760.00-$178,880.00 4 weeks ago New York City Metropolitan Area $175,000.00-$225,000.00 2 weeks ago VP - Legal & Compliance (Financial Services) New York City Metropolitan Area $175,000.00-$225,000.00 2 weeks ago Director of Government Contracts & Quality Assurance New York, NY $90,000.00-$100,000.00 2 months ago Director, Employee Relations & ComplianceCompliance & Consumer Protection Senior Manager New York, NY $132,500.00-$302,400.00 2 weeks ago Legal and Compliance Manager (Legal Hospitality Experience required) New York, NY $120,000.00-$160,000.00 5 hours ago New York City Metropolitan Area $150,000.00-$175,000.00 5 days ago New York, NY $185,000.00-$230,000.00 2 weeks ago Americas Corporate Secretarial Chief Operating Officer - Company Law Group New York, NY $90,000.00-$155,000.00 5 days ago New York, NY $85,000.00-$135,000.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Want to make an application Make sure your CV is up to date, then read the following job specs carefully before applying. Base pay range $280,000.00/yr - $330,000.00/yr Title:
Chief Compliance Officer Location:
New York City | Hybrid role - 2-3 day onsite Direct Reports:
Chief BSA Officer, Chief AML Officer, Chief of Staff and all supporting staff Full-time Salary Range:
Between
280,000/YR - 330,000/YR (Depends on matching experience)* Managing Team of 50+ We are seeking a Chief Compliance Officer for an aggressively growing community bank moving into the FinTech space. Candidate must have 10-15 years of experience. Must have large global banking experience along with FinTech payments including Credit Card, Pre-paid cards, and Electronic Fund Transfer. Minimum of 10-15 years’ professional experience in compliance or risk management, preferably including a combination of experience in financial services, regulator bodies, consultancy. Previous Chief Compliance Officer experience in a bank serving MSBs or fintech companies, preferred. Experience with cryptocurrency exchanges, digital wallet providers, or payment processors Experience with compliance technology solutions and automation Background in regulatory policy development or government relations Industry recognition or thought leadership in compliance or regulatory matters Must have managed a team of 25+ including management of Chief of Staff, Chief BSA Officer, Chief AML Officer, and the complete division of governance/OFAC/payments/settlement. JOB SUMMARY: The Chief Compliance Officer (“CCO”) will be responsible for developing, implementing, and overseeing all aspects of the (the “Bank”) compliance program, including BSA/AML, OFAC, consumer, and regulatory compliance. This role requires a leader who can anticipate regulatory developments, build scalable compliance infrastructure, and foster a culture of ethical business practices throughout the organization. The individual will be instrumental in shaping policies that balance regulatory requirements with business objectives, ensuring sustainable growth while protecting the institution from compliance risks. The CCO will provide direct oversight and leadership to our BSA Officer, ensuring seamless integration of BSA/AML compliance functions within the broader enterprise compliance framework. You will be responsible for establishing clear governance structures and accountability measures for BSA/AML program effectiveness while maintaining the BSA Officer's independence and authority in day-to-day BSA operations. Key Responsibilities: Strategic Compliance Leadership: Develop and execute comprehensive compliance strategy aligned with business objectives and regulatory requirements Establish enterprise-wide compliance governance framework with clear accountability structures Lead compliance risk assessments and implement risk-based compliance monitoring programs Provide strategic guidance to senior leadership on regulatory matters and business implications Champion compliance culture throughout the organization and embed compliance considerations into business decision-making Maintain comprehensive regulatory change management process to monitor, assess, and implement regulatory developments Conduct impact analysis for new and proposed regulations on business operations, policies, and procedures Provide direct oversight and leadership to the BSA Officer while ensuring operational independence in BSA/AML functions Establish governance framework for BSA/AML program effectiveness and accountability measures Ensure BSA Officer has appropriate authority, resources, and access to senior management and Board of Directors Coordinate with BSA Officer on program development, risk assessments, and regulatory examination preparation Review and approve BSA/AML policies, procedures, and program enhancements developed by the BSA Officer Ensure integration of BSA/AML compliance within enterprise-wide compliance framework Establish comprehensive compliance risk assessment methodologies and conduct regular risk evaluations Implement effective compliance monitoring and testing programs across all business lines Education, Training, and Experience: Minimum of 10-15 years’ professional experience in compliance or risk management, preferably including a combination of experience in financial services, regulator bodies, consultancy. Previous Chief Compliance Officer experience in a bank serving MSBs or fintech companies, preferred. Experience with cryptocurrency exchanges, digital wallet providers, or payment processors Experience with compliance technology solutions and automation Background in regulatory policy development or government relations Industry recognition or thought leadership in compliance or regulatory matters Seniority level
Seniority levelExecutive Employment type
Employment typeFull-time Job function
Job functionFinance IndustriesBanking and Financial Services Referrals increase your chances of interviewing at REQ Solutions by 2x Sign in to set job alerts for “Compliance Officer” roles. New York, NY $120,000.00-$160,000.00 3 weeks ago New York, NY $100,000.00-$140,000.00 2 days ago Compliance Officer - Compliance Risk Assessment - VP New York, NY $140,000.00-$180,000.00 1 week ago Senior Manager of Compliance CommunicationsVice President, ESG Advisory Compliance Officer New York City Metropolitan Area $120,000.00-$150,000.00 1 week ago Legal, Compliance & Controls Manager, Vice President New York, NY $130,000.00-$150,000.00 3 months ago New York City Metropolitan Area $100,000.00-$150,000.00 1 week ago New York, NY $250,000.00-$350,000.00 4 days ago New York, NY $200,000.00-$250,000.00 1 month ago Team Lead, AML Compliance InvestigationsManager – Compliance - Global Commercial Services Marketing New York, NY $90,000.00-$165,000.00 1 week ago Investments Compliance Officer – Portfolio Monitoring Jersey City, NJ $94,800.00-$125,000.00 2 weeks ago Senior Manager, Strategy & Operations - Legal & Compliance New York, NY $176,000.00-$213,000.00 1 week ago Parsippany, NJ $66,330.00-$159,120.00 6 days ago New York City Metropolitan Area 1 week ago Corporate / Board Secretary - Assistant Vice President / Vice President New York, NY $170,000.00-$254,500.00 1 week ago New York, NY $150,000.00-$175,000.00 5 days ago Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas – Director New York, NY $250,000.00-$300,000.00 1 week ago Senior Manager - Compliance Programs Governance New York, NY $110,760.00-$178,880.00 4 weeks ago New York City Metropolitan Area $175,000.00-$225,000.00 2 weeks ago VP - Legal & Compliance (Financial Services) New York City Metropolitan Area $175,000.00-$225,000.00 2 weeks ago Director of Government Contracts & Quality Assurance New York, NY $90,000.00-$100,000.00 2 months ago Director, Employee Relations & ComplianceCompliance & Consumer Protection Senior Manager New York, NY $132,500.00-$302,400.00 2 weeks ago Legal and Compliance Manager (Legal Hospitality Experience required) New York, NY $120,000.00-$160,000.00 5 hours ago New York City Metropolitan Area $150,000.00-$175,000.00 5 days ago New York, NY $185,000.00-$230,000.00 2 weeks ago Americas Corporate Secretarial Chief Operating Officer - Company Law Group New York, NY $90,000.00-$155,000.00 5 days ago New York, NY $85,000.00-$135,000.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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