Madison-Davis, LLC
Head of Governance & Conduct Compliance Officer
Madison-Davis, LLC, New York, New York, us, 10261
Head of Governance & Conduct Compliance OfficerHead of Governance & Conduct Compliance Officer Get AI-powered advice on this job and more exclusive features.
Hit Apply below to send your application for consideration Ensure that your CV is up to date, and that you have read the job specs first. This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $190,000.00/yr - $230,000.00/yr Direct message the job poster from Madison-Davis, LLC VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSA International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week). Key Responsibilities: • Supervise the Compliance governance framework • Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings • Act as Compliance point of contact and respond requests/queries for all other Committees • Enhance awareness and adoption of the compliance standards across the Bank • Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards • Manage the Bank’s Conduct program • Identify opportunities to enhance the above framework Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionFinance, Analyst, and Other IndustriesFinancial Services, Banking, and Investment Banking Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x Sign in to set job alerts for “Head of Compliance” roles.Director of Employee Relations & Compliance Manhattan, NY $130,000.00-$175,000.00 1 week ago New York, NY $200,000.00-$250,000.00 1 week ago Head of Communication - Vice President - Compliance - New York New York, NY $125,000.00-$200,000.00 3 weeks ago VP ESG/ Advisory (Financial Security) Compliance Officer New York, NY $120,000.00-$150,000.00 2 weeks ago New York, NY $190,000.00-$230,000.00 2 weeks ago New York, NY $130,000.00-$170,000.00 1 day ago New York, NY $170,000.00-$180,000.00 2 weeks ago AML, BSA and Sanctions Program Executive Director New York, NY $210,000.00-$240,000.00 5 days ago Director - Regulatory Operations Compliance New York City Metropolitan Area $175,000.00-$200,000.00 3 weeks ago New York, NY $150,000.00-$160,000.00 1 day ago Vice President, Code of Ethics ComplianceDirector, Global Sanctions Regulatory and Emerging Risks New York, NY $180,000.00-$301,500.00 1 week ago Whippany, NJ $161,000.00-$214,600.00 1 week ago Compliance Testing Director - Capital Markets New York, NY $220,000.00-$235,000.00 5 days ago New York City Metropolitan Area 5 days ago New York, NY $200,000.00-$225,000.00 1 week ago Director, Regional Compliance - East Region Clifton, NJ $153,000.00-$170,000.00 1 day ago Compliance and Operations Director - Aon Securities New York, NY $270,000.00-$290,000.00 1 week ago New York City Metropolitan Area 3 weeks ago New York City Metropolitan Area $240,000.00-$290,000.00 2 months ago New York City Metropolitan Area $165,000.00-$185,000.00 3 weeks ago Global Financial Crimes Digital Assets Advisory Officer - Vice President New York, NY $120,000.00-$205,000.00 1 week ago Director of Supervision, Risk, & Compliance New York, NY $250,000.00-$275,000.00 1 week ago New York, NY $180,000.00-$190,000.00 1 day ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Hit Apply below to send your application for consideration Ensure that your CV is up to date, and that you have read the job specs first. This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $190,000.00/yr - $230,000.00/yr Direct message the job poster from Madison-Davis, LLC VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSA International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week). Key Responsibilities: • Supervise the Compliance governance framework • Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings • Act as Compliance point of contact and respond requests/queries for all other Committees • Enhance awareness and adoption of the compliance standards across the Bank • Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards • Manage the Bank’s Conduct program • Identify opportunities to enhance the above framework Seniority level
Seniority levelMid-Senior level Employment type
Employment typeFull-time Job function
Job functionFinance, Analyst, and Other IndustriesFinancial Services, Banking, and Investment Banking Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x Sign in to set job alerts for “Head of Compliance” roles.Director of Employee Relations & Compliance Manhattan, NY $130,000.00-$175,000.00 1 week ago New York, NY $200,000.00-$250,000.00 1 week ago Head of Communication - Vice President - Compliance - New York New York, NY $125,000.00-$200,000.00 3 weeks ago VP ESG/ Advisory (Financial Security) Compliance Officer New York, NY $120,000.00-$150,000.00 2 weeks ago New York, NY $190,000.00-$230,000.00 2 weeks ago New York, NY $130,000.00-$170,000.00 1 day ago New York, NY $170,000.00-$180,000.00 2 weeks ago AML, BSA and Sanctions Program Executive Director New York, NY $210,000.00-$240,000.00 5 days ago Director - Regulatory Operations Compliance New York City Metropolitan Area $175,000.00-$200,000.00 3 weeks ago New York, NY $150,000.00-$160,000.00 1 day ago Vice President, Code of Ethics ComplianceDirector, Global Sanctions Regulatory and Emerging Risks New York, NY $180,000.00-$301,500.00 1 week ago Whippany, NJ $161,000.00-$214,600.00 1 week ago Compliance Testing Director - Capital Markets New York, NY $220,000.00-$235,000.00 5 days ago New York City Metropolitan Area 5 days ago New York, NY $200,000.00-$225,000.00 1 week ago Director, Regional Compliance - East Region Clifton, NJ $153,000.00-$170,000.00 1 day ago Compliance and Operations Director - Aon Securities New York, NY $270,000.00-$290,000.00 1 week ago New York City Metropolitan Area 3 weeks ago New York City Metropolitan Area $240,000.00-$290,000.00 2 months ago New York City Metropolitan Area $165,000.00-$185,000.00 3 weeks ago Global Financial Crimes Digital Assets Advisory Officer - Vice President New York, NY $120,000.00-$205,000.00 1 week ago Director of Supervision, Risk, & Compliance New York, NY $250,000.00-$275,000.00 1 week ago New York, NY $180,000.00-$190,000.00 1 day ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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