Vice President of Regulatory Oversight

Vice President of Regulatory Oversight About the Company A nationally recognized banking organization committed to excellence in financial services since 1852. Industry Banking Type Non-Profit Employees Over 10,001 Categories Banking Wealth Management Banking & Mortgages Financial Services Consulting & Professional Services Finance Banking Services Banks and Institutions Canada Ireland Mississauga Mortgages Savings & Investing Credit Specialties Personal & commercial banking Brokerage services Mutual funds Asset management Insurance Capital markets products & services About the Role We are looking for a dynamic Vice President for a vital short-term role in Regulatory and Supervisory Management. This position offers a unique opportunity to foster a robust culture of supervision that aligns with industry best practices and regulatory advancements. The successful candidate will collaborate with global markets supervisors to ensure comprehensive oversight of employee conduct and various operational risks, including market, credit, and underwriting risks. The VP will develop and maintain an effective first-line supervision framework, build strong relationships with electronic trading supervisors, and provide expert guidance on business management matters. A thorough understanding of global markets supervision frameworks and electronic trading policies is essential for success in this role. Qualifications include an undergraduate degree in business, mathematics, or economics, and Series 7 and 63 certifications. Candidates should have 5-7 years of relevant experience, ideally in capital markets or financial services, with a strong background in equities. Extensive knowledge of US electronic and algo trading regulations is critical, along with the ability to engage with trading and sales teams effectively. We seek an analytical problem-solver who pays attention to detail and can influence key stakeholders. Proficiency in MS Office, especially Excel, and the capacity to manage multiple tasks and deadlines are key requirements. This pivotal position plays a crucial role in managing trading operational risks and ensuring alignment with both internal policies and regulatory guidelines. Hiring Manager Title Director, Global Markets Supervision (Electronic Trading) Travel Percent 33% Functions Finance Operations