Infosys Limited
FS/ Principal - Trade Surveillance – Infosys Consulting
Infosys Limited, Boston, New York, United States
FS/ Principal - Trade Surveillance – Infosys Consulting Principal - Business Consulting
Company
ITL USA
Requisition ID
137420BR
Position
:
Principal- Risk and Compliance – Trade Surveillance
Location: North America
Key Responsibilities • Collaborate with compliance, risk, and tech teams to shape and execute trade surveillance strategies. • Define and document business requirements, user stories, and functional specs to support system development and upgrades. • Analyze trade and order data (SQL required) to validate inputs, map attributes, and support data reconciliation. • Conduct gap assessments to identify control weaknesses and propose targeted solutions. • Support end-to-end delivery - requirements, design, testing, implementation, and post-deployment support. • Lead and coordinate UAT activities, issue resolution, and user training sessions. • Stay ahead of market abuse regulations (e.g., MAR, MiFID II, Dodd-Frank) and drive compliance through platform enhancements. • Work across multiple asset classes and understand how different products impact surveillance coverage.
Key Qualifications • 3-5+ years as Functional Consultant in capital markets or financial services, with a focus on trade surveillance. • Hands-on experience with tools like Actimize, SMARTS, Trading Hub or similar surveillance platforms. • Proficiency in SQL and experience working with large datasets and trade/order data. • Solid understanding of financial products: equities, fixed income, FX, and derivatives. • Familiarity with Agile methodology and SDLC processes.
Nice to Have • Experience with BI tools (Power BI, Tableau). • Knowledge of OMS/EMS platforms and electronic trading flows.
About Us:
Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. We combine the power of time-tested methodologies, people-driven innovation and disruptive technology to enable leaders of the world’s top brands pursue a path of smart transformation. Together with our clients, internal and external partners, we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants: · Ability to design and implement end-to-end solutions at scale · A flat organization structure with direct access to our senior-most leaders · An entrepreneurial environment full of bright, highly motivated consultants · Opportunities for motivated consultants to impact local communities · The ability to design your career and drive your professional learning and development · A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta, Boston, Chicago, Dallas, Houston, New York, Seattle and San Francisco. Visit www.infosys.com/services/consulting for more information.
Along with competitive pay, as a full-time Infosys employee you are also eligible for the following benefits: Long-term/Short-term Disability Health and Dependent Care Reimbursement Accounts Insurance (Accident, Critical Illness , Hospital Indemnity, Legal) 401(k) plan and contributions dependent on salary level Job description Position
:
Principal- Risk and Compliance – Trade Surveillance
Location: North America
Key Responsibilities • Collaborate with compliance, risk, and tech teams to shape and execute trade surveillance strategies. • Define and document business requirements, user stories, and functional specs to support system development and upgrades. • Analyze trade and order data (SQL required) to validate inputs, map attributes, and support data reconciliation. • Conduct gap assessments to identify control weaknesses and propose targeted solutions. • Support end-to-end delivery - requirements, design, testing, implementation, and post-deployment support. • Lead and coordinate UAT activities, issue resolution, and user training sessions. • Stay ahead of market abuse regulations (e.g., MAR, MiFID II, Dodd-Frank) and drive compliance through platform enhancements. • Work across multiple asset classes and understand how different products impact surveillance coverage.
Key Qualifications • 3-5+ years as Functional Consultant in capital markets or financial services, with a focus on trade surveillance. • Hands-on experience with tools like Actimize, SMARTS, Trading Hub or similar surveillance platforms. • Proficiency in SQL and experience working with large datasets and trade/order data. • Solid understanding of financial products: equities, fixed income, FX, and derivatives. • Familiarity with Agile methodology and SDLC processes.
Nice to Have • Experience with BI tools (Power BI, Tableau). • Knowledge of OMS/EMS platforms and electronic trading flows.
About Us:
Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. We combine the power of time-tested methodologies, people-driven innovation and disruptive technology to enable leaders of the world’s top brands pursue a path of smart transformation. Together with our clients, internal and external partners, we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants: · Ability to design and implement end-to-end solutions at scale · A flat organization structure with direct access to our senior-most leaders · An entrepreneurial environment full of bright, highly motivated consultants · Opportunities for motivated consultants to impact local communities · The ability to design your career and drive your professional learning and development · A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta, Boston, Chicago, Dallas, Houston, New York, Seattle and San Francisco. Visit www.infosys.com/services/consulting for more information.
Along with competitive pay, as a full-time Infosys employee you are also eligible for the following benefits: Medical/Dental/Vision/Life Insurance Long-term/Short-term Disability Health and Dependent Care Reimbursement Accounts Insurance (Accident, Critical Illness , Hospital Indemnity, Legal) 401(k) plan and contributions dependent on salary level Paid holidays plus Paid Time Off
Candidates authorized to work for any employer in the United States without employer-based visa sponsorship are welcome to apply. Infosys is unable to provide immigration sponsorship for this role at this time
Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. We combine the power of time-tested methodologies, people-driven innovation and disruptive technology to enable leaders of the world’s top brands pursue a path of smart transformation. Together with our clients, internal and external partners, we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
• Ability to design and implement end-to-end solutions at scale • A flat organization structure with direct access to our senior-most leaders • An entrepreneurial environment full of bright, highly motivated consultants • Opportunities for motivated consultants to impact local communities • The ability to design your career and drive your professional learning and development • A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta, Boston, Chicago, Dallas, Houston, New York, Seattle and Palo Alto. Visit www.infosys.com/services/consulting for more information.
Infosys provides equal employment opportunities to applicants and employees without regard to race; color; sex; gender identity; sexual orientation; religious practices and observances; national origin; pregnancy, childbirth, or related medical conditions; status as a protected veteran or spouse/family member of a protected veteran; or disability.
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:
Principal- Risk and Compliance – Trade Surveillance
Location: North America
Key Responsibilities • Collaborate with compliance, risk, and tech teams to shape and execute trade surveillance strategies. • Define and document business requirements, user stories, and functional specs to support system development and upgrades. • Analyze trade and order data (SQL required) to validate inputs, map attributes, and support data reconciliation. • Conduct gap assessments to identify control weaknesses and propose targeted solutions. • Support end-to-end delivery - requirements, design, testing, implementation, and post-deployment support. • Lead and coordinate UAT activities, issue resolution, and user training sessions. • Stay ahead of market abuse regulations (e.g., MAR, MiFID II, Dodd-Frank) and drive compliance through platform enhancements. • Work across multiple asset classes and understand how different products impact surveillance coverage.
Key Qualifications • 3-5+ years as Functional Consultant in capital markets or financial services, with a focus on trade surveillance. • Hands-on experience with tools like Actimize, SMARTS, Trading Hub or similar surveillance platforms. • Proficiency in SQL and experience working with large datasets and trade/order data. • Solid understanding of financial products: equities, fixed income, FX, and derivatives. • Familiarity with Agile methodology and SDLC processes.
Nice to Have • Experience with BI tools (Power BI, Tableau). • Knowledge of OMS/EMS platforms and electronic trading flows.
About Us:
Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. We combine the power of time-tested methodologies, people-driven innovation and disruptive technology to enable leaders of the world’s top brands pursue a path of smart transformation. Together with our clients, internal and external partners, we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants: · Ability to design and implement end-to-end solutions at scale · A flat organization structure with direct access to our senior-most leaders · An entrepreneurial environment full of bright, highly motivated consultants · Opportunities for motivated consultants to impact local communities · The ability to design your career and drive your professional learning and development · A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta, Boston, Chicago, Dallas, Houston, New York, Seattle and San Francisco. Visit www.infosys.com/services/consulting for more information.
Along with competitive pay, as a full-time Infosys employee you are also eligible for the following benefits: Long-term/Short-term Disability Health and Dependent Care Reimbursement Accounts Insurance (Accident, Critical Illness , Hospital Indemnity, Legal) 401(k) plan and contributions dependent on salary level Job description Position
:
Principal- Risk and Compliance – Trade Surveillance
Location: North America
Key Responsibilities • Collaborate with compliance, risk, and tech teams to shape and execute trade surveillance strategies. • Define and document business requirements, user stories, and functional specs to support system development and upgrades. • Analyze trade and order data (SQL required) to validate inputs, map attributes, and support data reconciliation. • Conduct gap assessments to identify control weaknesses and propose targeted solutions. • Support end-to-end delivery - requirements, design, testing, implementation, and post-deployment support. • Lead and coordinate UAT activities, issue resolution, and user training sessions. • Stay ahead of market abuse regulations (e.g., MAR, MiFID II, Dodd-Frank) and drive compliance through platform enhancements. • Work across multiple asset classes and understand how different products impact surveillance coverage.
Key Qualifications • 3-5+ years as Functional Consultant in capital markets or financial services, with a focus on trade surveillance. • Hands-on experience with tools like Actimize, SMARTS, Trading Hub or similar surveillance platforms. • Proficiency in SQL and experience working with large datasets and trade/order data. • Solid understanding of financial products: equities, fixed income, FX, and derivatives. • Familiarity with Agile methodology and SDLC processes.
Nice to Have • Experience with BI tools (Power BI, Tableau). • Knowledge of OMS/EMS platforms and electronic trading flows.
About Us:
Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. We combine the power of time-tested methodologies, people-driven innovation and disruptive technology to enable leaders of the world’s top brands pursue a path of smart transformation. Together with our clients, internal and external partners, we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants: · Ability to design and implement end-to-end solutions at scale · A flat organization structure with direct access to our senior-most leaders · An entrepreneurial environment full of bright, highly motivated consultants · Opportunities for motivated consultants to impact local communities · The ability to design your career and drive your professional learning and development · A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta, Boston, Chicago, Dallas, Houston, New York, Seattle and San Francisco. Visit www.infosys.com/services/consulting for more information.
Along with competitive pay, as a full-time Infosys employee you are also eligible for the following benefits: Medical/Dental/Vision/Life Insurance Long-term/Short-term Disability Health and Dependent Care Reimbursement Accounts Insurance (Accident, Critical Illness , Hospital Indemnity, Legal) 401(k) plan and contributions dependent on salary level Paid holidays plus Paid Time Off
Candidates authorized to work for any employer in the United States without employer-based visa sponsorship are welcome to apply. Infosys is unable to provide immigration sponsorship for this role at this time
Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. We combine the power of time-tested methodologies, people-driven innovation and disruptive technology to enable leaders of the world’s top brands pursue a path of smart transformation. Together with our clients, internal and external partners, we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
• Ability to design and implement end-to-end solutions at scale • A flat organization structure with direct access to our senior-most leaders • An entrepreneurial environment full of bright, highly motivated consultants • Opportunities for motivated consultants to impact local communities • The ability to design your career and drive your professional learning and development • A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta, Boston, Chicago, Dallas, Houston, New York, Seattle and Palo Alto. Visit www.infosys.com/services/consulting for more information.
Infosys provides equal employment opportunities to applicants and employees without regard to race; color; sex; gender identity; sexual orientation; religious practices and observances; national origin; pregnancy, childbirth, or related medical conditions; status as a protected veteran or spouse/family member of a protected veteran; or disability.
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