LPL Financial
TAMP Platform Management, Sr. Analyst
LPL Financial, Fort Mill, South Carolina, United States, 29715
Investment Product Management Sr. Analyst
At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. The Investment Product Management team within LPL's Business and Wealth Solutions (BWS) group is responsible for delivering a highly competitive set of investment solutions across the brokerage and advisory platforms. This includes the platform and product offering, advisor/client access to solutions, and promotional activities. The team's goal from an investment product and advisory platform management perspective is to enhance our advisors' and investors' experience while helping to improve our firm's economic and risk profiles. New team seeking to extend a soft-landing by maintaining familiar and established TAMPs or asset management models for all transitioning advisors impacted by LPL's recent M&A activity. The Sr. Analyst, TAMP Platform Management role is primarily focused on our TAMP (turnkey or third-party asset management programs) that include approximately 20 platforms and is an important contributor to the overall investment product and advisory platform strategy. Responsibilities include: Works closely with our Transitions, M&A, Business Development, and Wealth Consulting, teams on analysis and recruiting-support opportunities and onboarding of recently recruited advisors/firms. The day-to-day program management activities span the full end of end experience advisors have with the TAMP programs ranging from due diligence, end to end advisor experience, addressing operational issues, negotiating fees and reviewing contracts. A preferred candidate will have an understanding of the advisor experience, advisory services, and investment offerings in advisory and regulatory risk and compliance requirements. Drive projects, initiatives, and analyses that help reach decisions and ensure tasks move forward to the successful execution of key priorities. Capture feedback from advisors, operations teams, stakeholders and key partners, translating this feedback into insights and recommendations on improving the offering. Gathering competitive analysis for key strategic projects. Partnering across the firm to advance initiatives, enhancements, and surface to help remove roadblocks in Technology, Finance, Service/Trading, Operations and Legal/Risk. Partnering with Compliance, Legal and Risk on the dynamic regulatory environment. Participate in the formulation of the program development roadmap. Building presentations and delivering findings to leadership and stakeholders. We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work. Requirements: Bachelor's degree required 4 plus years financial services experience 1 plus year wealth management/advisor support experience required 1 plus year analyzing and organizing multiple large data sets, excel proficient Core competencies include: Knowledgeable on the investment advisory landscape Problem solving and networking within partner relationships Platform management or operational experience associated with recognizing dynamic decisions and contributing towards recommendation Ability to interact effectively with business partners leveraging strong interpersonal and written communication skills Strong consensus builder who thrives in change and fast paced environments Collaboration and communication skills Ability to handle multiple projects and deliver quality outcomes within short timeframes It is a critical ability for this role to take a problem, identify and recruit partners in relevant areas of the firm to prioritize, and implement solutions in a timely fashion. Focused on assisting with the development and management of the TAMP offerings available to LPL advisors. As each TAMP is unique with operational and legal processes, and this role will help navigate serving mutual advisors with internal and external operations and analysis teams. Pay Range: $90,788-$151,313/year. Actual base salary varies based on factors, including but not limited to relevant skills, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play
such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! LPL Financial Holdings Inc. was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. Join LPL Financial: Where Your Potential Meets Opportunity At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation's leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services. Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. The Investment Product Management team within LPL's Business and Wealth Solutions (BWS) group is responsible for delivering a highly competitive set of investment solutions across the brokerage and advisory platforms. This includes the platform and product offering, advisor/client access to solutions, and promotional activities. The team's goal from an investment product and advisory platform management perspective is to enhance our advisors' and investors' experience while helping to improve our firm's economic and risk profiles. New team seeking to extend a soft-landing by maintaining familiar and established TAMPs or asset management models for all transitioning advisors impacted by LPL's recent M&A activity. The Sr. Analyst, TAMP Platform Management role is primarily focused on our TAMP (turnkey or third-party asset management programs) that include approximately 20 platforms and is an important contributor to the overall investment product and advisory platform strategy. Responsibilities include: Works closely with our Transitions, M&A, Business Development, and Wealth Consulting, teams on analysis and recruiting-support opportunities and onboarding of recently recruited advisors/firms. The day-to-day program management activities span the full end of end experience advisors have with the TAMP programs ranging from due diligence, end to end advisor experience, addressing operational issues, negotiating fees and reviewing contracts. A preferred candidate will have an understanding of the advisor experience, advisory services, and investment offerings in advisory and regulatory risk and compliance requirements. Drive projects, initiatives, and analyses that help reach decisions and ensure tasks move forward to the successful execution of key priorities. Capture feedback from advisors, operations teams, stakeholders and key partners, translating this feedback into insights and recommendations on improving the offering. Gathering competitive analysis for key strategic projects. Partnering across the firm to advance initiatives, enhancements, and surface to help remove roadblocks in Technology, Finance, Service/Trading, Operations and Legal/Risk. Partnering with Compliance, Legal and Risk on the dynamic regulatory environment. Participate in the formulation of the program development roadmap. Building presentations and delivering findings to leadership and stakeholders. We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work. Requirements: Bachelor's degree required 4 plus years financial services experience 1 plus year wealth management/advisor support experience required 1 plus year analyzing and organizing multiple large data sets, excel proficient Core competencies include: Knowledgeable on the investment advisory landscape Problem solving and networking within partner relationships Platform management or operational experience associated with recognizing dynamic decisions and contributing towards recommendation Ability to interact effectively with business partners leveraging strong interpersonal and written communication skills Strong consensus builder who thrives in change and fast paced environments Collaboration and communication skills Ability to handle multiple projects and deliver quality outcomes within short timeframes It is a critical ability for this role to take a problem, identify and recruit partners in relevant areas of the firm to prioritize, and implement solutions in a timely fashion. Focused on assisting with the development and management of the TAMP offerings available to LPL advisors. As each TAMP is unique with operational and legal processes, and this role will help navigate serving mutual advisors with internal and external operations and analysis teams. Pay Range: $90,788-$151,313/year. Actual base salary varies based on factors, including but not limited to relevant skills, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play
such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! LPL Financial Holdings Inc. was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. Join LPL Financial: Where Your Potential Meets Opportunity At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation's leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services. Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.