Morgan Stanley
Investment Management Governance Attorney, VP
Morgan Stanley, Boston, Massachusetts, us, 02298
Investment Management Governance Attorney, VP
Morgan Stanley Investment Management (MSIM), together with its investment advisory affiliates, has more than 1,300 investment professionals in 25 countries around the world and $1.6 trillion in assets under management or supervision as of March 31, 2025. MSIM strives to provide strong long-term investment performance, outstanding service, and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations and individuals worldwide. As part of an integrated global financial services firm, MSIM is a truly global business with a broad offering from active fixed income and equities to alternatives and customized solutions. This is an exciting time to join MSIM: the combination of scale and diversification positions us well strategically for long-term growth, and we have ambitious goals to continue growing the business. Group Description MSIM\'s Legal team works closely with our business partners to provide well-reasoned, concise legal, regulatory, and strategic advice on current, proposed or anticipated business activities of MSIM across its equities, fixed income & liquidity, alternative investments and solutions & multi-assets businesses in order to execute business objectives while managing legal, regulatory and franchise risks. MSIM lawyers are proud of their reputation as problem solvers who collaborate across areas and regions to deliver powerful results. Position Summary
Responsibilities
Advise on a wide variety of corporate governance and disclosure matters related to U.S. registered fund complexes and associated boards of directors/trustees, as well as ongoing regulatory advocacy efforts for MSIM. Advise on board governance and disclosure matters and coordinate with the Legal and Compliance Division to support key business stakeholders across functional areas on board initiatives and the fund lifecycle process, including new product initiatives, fund reorganizations, and other board-level initiatives. Provide legal advice and support with respect to corporate governance matters for MSIM\'s U.S. registered funds business, including liaising with external counsel and the boards, creating and reviewing board materials, and providing guidance to business partners and senior management on board proposals. Assist in advising on the preparation of U.S. registered fund registration statements, shareholder reports and other regulatory filings. Support the ongoing development and implementation of enhancements to existing board and disclosure processes and practices. Monitor industry trends and regulatory developments impacting U.S. registered funds and coordinate implications with internal stakeholders and the boards of directors / trustees. Assist in the ongoing development and implementation of MSIM U.S. regulatory advocacy strategy. Engage in a fast-paced, global environment requiring creativity, excellence, adaptability, attention to detail, strong time management and organizational skills, and sound judgement. Work well in a team and independently as needed. A J.D. from a nationally-recognized law school with bar admission and at least 3-8 years of professional working experience at a reputable law firm or asset-manager focusing on registered products. Demonstrated experience working with or supporting U.S. registered investment advisers, including involvement in board reporting, fund governance, and disclosure matters. Understanding of the regulatory environment and trends relevant to asset management with experience advising on legal matters related to the Investment Advisers Act of 1940, the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934 and investment adviser fiduciary duties. Experience engaging and overseeing external counsel as necessary. Qualifications
Compensation
is commensurate with experience. What You Can Expect from Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values – putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back – guide the decisions we make every day to do what\'s best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. We are a collaborative, inclusive environment that supports employees and their families, with attractive and comprehensive benefits. There is opportunity to move within the firm for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Expected base pay
ranges between $120,000 and $205,000 per year at the start of employment. Base pay is determined on an individualized basis and is part of the total compensation package, which may include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and Morgan Stanley sponsored benefit programs. Equal Employment Opportunity Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Referrals increase your chances of interviewing at Morgan Stanley. Boston, MA
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Morgan Stanley Investment Management (MSIM), together with its investment advisory affiliates, has more than 1,300 investment professionals in 25 countries around the world and $1.6 trillion in assets under management or supervision as of March 31, 2025. MSIM strives to provide strong long-term investment performance, outstanding service, and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations and individuals worldwide. As part of an integrated global financial services firm, MSIM is a truly global business with a broad offering from active fixed income and equities to alternatives and customized solutions. This is an exciting time to join MSIM: the combination of scale and diversification positions us well strategically for long-term growth, and we have ambitious goals to continue growing the business. Group Description MSIM\'s Legal team works closely with our business partners to provide well-reasoned, concise legal, regulatory, and strategic advice on current, proposed or anticipated business activities of MSIM across its equities, fixed income & liquidity, alternative investments and solutions & multi-assets businesses in order to execute business objectives while managing legal, regulatory and franchise risks. MSIM lawyers are proud of their reputation as problem solvers who collaborate across areas and regions to deliver powerful results. Position Summary
Responsibilities
Advise on a wide variety of corporate governance and disclosure matters related to U.S. registered fund complexes and associated boards of directors/trustees, as well as ongoing regulatory advocacy efforts for MSIM. Advise on board governance and disclosure matters and coordinate with the Legal and Compliance Division to support key business stakeholders across functional areas on board initiatives and the fund lifecycle process, including new product initiatives, fund reorganizations, and other board-level initiatives. Provide legal advice and support with respect to corporate governance matters for MSIM\'s U.S. registered funds business, including liaising with external counsel and the boards, creating and reviewing board materials, and providing guidance to business partners and senior management on board proposals. Assist in advising on the preparation of U.S. registered fund registration statements, shareholder reports and other regulatory filings. Support the ongoing development and implementation of enhancements to existing board and disclosure processes and practices. Monitor industry trends and regulatory developments impacting U.S. registered funds and coordinate implications with internal stakeholders and the boards of directors / trustees. Assist in the ongoing development and implementation of MSIM U.S. regulatory advocacy strategy. Engage in a fast-paced, global environment requiring creativity, excellence, adaptability, attention to detail, strong time management and organizational skills, and sound judgement. Work well in a team and independently as needed. A J.D. from a nationally-recognized law school with bar admission and at least 3-8 years of professional working experience at a reputable law firm or asset-manager focusing on registered products. Demonstrated experience working with or supporting U.S. registered investment advisers, including involvement in board reporting, fund governance, and disclosure matters. Understanding of the regulatory environment and trends relevant to asset management with experience advising on legal matters related to the Investment Advisers Act of 1940, the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934 and investment adviser fiduciary duties. Experience engaging and overseeing external counsel as necessary. Qualifications
Compensation
is commensurate with experience. What You Can Expect from Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values – putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back – guide the decisions we make every day to do what\'s best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. We are a collaborative, inclusive environment that supports employees and their families, with attractive and comprehensive benefits. There is opportunity to move within the firm for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Expected base pay
ranges between $120,000 and $205,000 per year at the start of employment. Base pay is determined on an individualized basis and is part of the total compensation package, which may include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and Morgan Stanley sponsored benefit programs. Equal Employment Opportunity Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Referrals increase your chances of interviewing at Morgan Stanley. Boston, MA
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