Vice President, AML / OFAC Compliance Advisory

Vice President, AML / OFAC Compliance Advisory About the Company Prominent investment bank Industry Investment Banking Type Privately Held About the Role The Company is seeking a VP for AML and OFAC Compliance Advisory. The successful candidate will be responsible for the review and validation of high-risk KYC files to ensure they meet the company's policies and regulatory requirements. This role involves providing regulatory guidance to staff on proposed activities and transactions, as well as assisting in the analysis and implementation of updates in regulations and policies to maintain compliance. The VP will also provide guidance on AML-specific queries related to customers and transactions and contribute to the analysis of data for the company's BSA/AML and OFAC risk assessments.

Applicants for the VP, AML, and OFAC Compliance Advisory position at the company should have a strong background in AML and OFAC compliance, with a focus on KYC and risk assessment. The role requires the ability to review and issue regulatory guidance, analyze data for risk assessments, and ensure the company's compliance with US regulations. The ideal candidate will have experience in a similar advisory role, be well-versed in AML and OFAC regulations, and have the skills to provide effective guidance to the front office and support staff. A proactive approach to staying updated on regulatory changes and the ability to assist in the implementation of new requirements is essential. Travel Percent Less than 10% Functions Finance