Confidential
Vice President, Compliance
About the Company
Prominent investment firm
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a Compliance Associate with a focus on Anti-Money Laundering (AML) and Know Your Customer (KYC) protocols. The successful candidate will be responsible for overseeing the firm's AML/KYC procedures and workflows throughout the investment process, analyzing documentation, conducting diligence reviews, and maintaining comprehensive records for audit and regulatory purposes. This role also involves coordinating responses to external requests, collaborating with compliance and technology teams to enhance systems, and tracking changes in regulations to ensure the firm meets AML/KYC standards. The ideal candidate is analytical, detail-oriented, and adept at engaging with key risk management processes. Applicants for the Compliance Associate position at the company should possess a Bachelor's degree and have strong organizational, project management, and communication skills. While CAMS certification is a plus, it is not mandatory. The role requires a high level of attention to detail, proficiency in Microsoft Office, and the ability to manage confidential information with discretion. The candidate should be comfortable working with colleagues across various departments and seniority levels, and be flexible, proactive, and able to adapt to the dynamic, entrepreneurial environment of the firm. Responsibilities also include delivering internal guidance and training on AML/KYC obligations, participating in risk assessments, and supporting a range of compliance initiatives.
Travel Percent
Less than 10%
Functions
General Management
Strategy
Operations