Vice President, Internal Audit Compliance for Swap Dealers

Vice President, Internal Audit Compliance for Swap Dealers About the Company Join a top-tier global financial institution that is at the forefront of the financial services industry. About the Role We are actively seeking a dynamic Vice President for Internal Audit with a pivotal focus on Swap Dealer compliance. In this high-impact role, you will lead comprehensive audits dedicated to managing derivatives oversight and regulatory risk across our global operations. As the successful candidate, you will possess extensive expertise in internal audit within financial services, specifically regarding swap regulations, risk frameworks, and capital markets functions. Your primary responsibilities will include: Leading end-to-end audit engagements that assess compliance and operational risks. Conducting thorough control assessments and evaluating the effectiveness of internal controls. Presenting detailed findings and strategic recommendations to senior leadership. Enhancing audit methodologies and frameworks to adapt to changing market dynamics. Building and maintaining strong relationships with global stakeholders to effectively monitor risk landscapes. To excel in this role, you should have 8-10 years of experience in internal audit, compliance, or risk management within the financial services sector. A strong command of swap regulations, including Dodd-Frank Title VII, CFTC, SEC, and NFA requirements, along with a robust understanding of derivatives products is essential. We value strong communication and leadership skills, so experience in managing cross-functional teams is highly desirable. A Bachelor’s degree in a relevant discipline is required, along with preferred professional certifications such as CPA, CIA, or similar. Proficiency in Microsoft Office and familiarity with data analytics tools will be crucial for success in this position. Ideal candidates will be able to assess the efficacy of internal controls and propose enhancements to effectively mitigate risk. If you're looking to make a significant impact in a leading financial institution, we encourage you to apply. Travel Percent: Less than 10% Functions: Finance Operations