Vice President, Internal Audit Swap Dealer Compliance

Vice President, Internal Audit Swap Dealer Compliance About the Company Top-tier global financial institution Industry Financial Services Type Privately Held About the Role The Company is seeking a Vice President for Internal Audit with a focus on Swap Dealer compliance. The successful candidate will be responsible for leading high-impact audits that encompass derivatives oversight and regulatory risk management on a global scale. This role requires a professional with a deep understanding of internal audit within financial services, particularly in the areas of swap regulations, risk frameworks, and capital markets operations. Key responsibilities include leading end-to-end audit engagements, conducting control assessments, evaluating internal controls, and presenting findings to senior leadership. The role also involves contributing to the enhancement of audit methodology and infrastructure and building strong relationships with global stakeholders to monitor evolving risk landscapes. Applicants for the Vice President, Internal Audit - Swap Dealer Compliance position at the company should have 8-10 years' of experience in internal audit, compliance, or risk within the financial services sector. Expertise in swap regulations, including Dodd-Frank Title VII, CFTC, SEC, and NFA, as well as a strong knowledge of derivatives products, is essential. The role demands strong communication and leadership skills, with experience in managing cross-functional teams. A Bachelor's degree in a relevant field is required, and professional certifications such as CPA, CIA, or similar are preferred. Proficiency in Microsoft Office and familiarity with data analytic tools is also necessary. The ideal candidate will be adept at evaluating the effectiveness of internal controls and recommending enhancements to mitigate risk. Travel Percent Less than 10% Functions Finance Operations