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Confidential

Chief Compliance Executive

Confidential, Houston, Texas, United States, 77246

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Chief Compliance Executive About the Company A dynamic investment advisory firm that specializes in cryptocurrency and blockchain services. Industry Financial Services Type Privately Held Founded 2018 Employees 11-50 Specialties Cryptocurrency Blockchain Venture Capital Post-ICO Consulting Asset Management Treasury Management Hedge Fund Security Tokens STO ICO About the Role Join our innovative team as the Chief Compliance Executive and Head of Anti-Money Laundering. In this pivotal role, you will establish and lead our compliance function, ensuring our organization adheres to all regulatory requirements while fostering a culture of integrity and ethics. We are seeking a proactive and experienced leader with a minimum of 10 years of experience in securities compliance, particularly with SEC-registered investment advisors. Knowledge of the U.S. Investment Advisers Act of 1940 is essential, along with experience in start-ups focused on crypto, blockchain, or fintech. If you hold a Bachelor's degree or higher and are ready to take on the challenge of building and overseeing a robust compliance program, we want to hear from you. This role offers the unique opportunity to make a significant impact within a dynamic and innovative environment and is open to remote work for qualified candidates across the United States. Hiring Manager Title General Counsel Travel Percent Less than 10% Functions Finance