Park Capital Search
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Director of Executive Search | Park Capital Search
Location:
Miami, FL (on-site, in office) About: Our client is a leading real estate investment (REIT) and asset management firm seeking a
Compliance Senior Associate
to join its growing team. This role works closely with the Chief Compliance Officer and business leaders to support compliance programs across private funds, hedge funds, and related investment vehicles. Responsibilities: Review and advise on marketing, fundraising, and investor communications from a compliance perspective Draft, update, and maintain firmwide compliance policies and procedures Support regulatory filings with the SEC, CFTC/NFA, and international regulatory bodies Manage trade restrictions, restricted lists, and potential MNPI reviews Assist with regulatory exams, audits, and mock reviews Partner with investment and operations teams on compliance matters Qualifications: Bachelor's degree required 6+ years of relevant compliance experience in private equity, hedge funds, financial services, asset management, compliance consultancy, law, or real estate Strong knowledge of the Investment Advisers Act of 1940 Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Finance, Management, and Consulting Industries Financial Services, Real Estate, and Investment Management Referrals increase your chances of interviewing at Park Capital Search by 2x Inferred from the description for this job
Medical insurance Vision insurance 401(k) Get notified when a new job is posted. Sign in to set job alerts for “Senior Compliance Associate” roles.
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Location:
Miami, FL (on-site, in office) About: Our client is a leading real estate investment (REIT) and asset management firm seeking a
Compliance Senior Associate
to join its growing team. This role works closely with the Chief Compliance Officer and business leaders to support compliance programs across private funds, hedge funds, and related investment vehicles. Responsibilities: Review and advise on marketing, fundraising, and investor communications from a compliance perspective Draft, update, and maintain firmwide compliance policies and procedures Support regulatory filings with the SEC, CFTC/NFA, and international regulatory bodies Manage trade restrictions, restricted lists, and potential MNPI reviews Assist with regulatory exams, audits, and mock reviews Partner with investment and operations teams on compliance matters Qualifications: Bachelor's degree required 6+ years of relevant compliance experience in private equity, hedge funds, financial services, asset management, compliance consultancy, law, or real estate Strong knowledge of the Investment Advisers Act of 1940 Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Finance, Management, and Consulting Industries Financial Services, Real Estate, and Investment Management Referrals increase your chances of interviewing at Park Capital Search by 2x Inferred from the description for this job
Medical insurance Vision insurance 401(k) Get notified when a new job is posted. Sign in to set job alerts for “Senior Compliance Associate” roles.
Miami, FL $119,000.00-$136,000.00 3 days ago Compliance Specialist - Affordable Housing
Miami, FL $104,000.00-$155,000.00 2 weeks ago Miami-Fort Lauderdale Area $80,000.00-$100,000.00 4 days ago Miami, FL $85,000.00-$95,000.00 3 weeks ago Risk Compliance Officer II - Compliance Testing
Miami Lakes, FL $15.00-$15.00 3 months ago Senior Compliance Analyst (Healthcare Compliance)
Compliance Analyst- Corporate Compliance-BHC-FT-#21613
Facilities Quality & Compliance Specialist 1
Coral Gables, FL $85,000.00-$100,000.00 1 month ago Facilities Quality & Compliance Specialist 1
Senior Associate, Security Governance Risk and Compliance (SoQC)
Risk Advisory Internal Audit Senior Associate (Consumer Compliance)
Coral Gables, FL $78,012.00-$116,200.00 1 week ago Senior Associate, Security Governance Risk and Compliance (SoQC)
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FTZ Administration, Operations, and Compliance Review Specialist
Training and Compliance Instructor - First Aid and Safety
FTZ Administration, Operations, and Compliance Review Specialist
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr