JCW Group
Overview
JCW is partnering with a boutique investment management firm seeking an Audit Director to lead a diverse portfolio of audits across U.S. operations. Reporting directly to the Chief Auditor, this role provides the opportunity to oversee audits across investment operations, front office trading, regulatory compliance, and operational processes. Base pay range: $180,000.00/yr - $200,000.00/yr. Key Responsibilities
Plan, lead, and execute risk-based audits across multiple areas, including front office, investment operations, compliance, operational processes, and technology. Evaluate the design and effectiveness of internal controls, processes, and risk management frameworks. Deliver actionable insights and recommendations to senior leadership and the Chief Auditor to strengthen controls and operational efficiency. Collaborate with business leaders and global audit teams to ensure audits are aligned with organizational priorities and regulatory expectations. Mentor and guide audit staff, fostering a collaborative and high-performing team environment. Ideal Candidate Profile
10+ years of internal audit or public accounting experience, preferably within investment management or financial services. Broad audit experience across front office functions, investment operations, compliance, and operational processes. Familiarity with regulatory frameworks relevant to investment management, including SEC, FINRA, and other applicable standards. Experience auditing alternative investments, digital assets, or complex financial instruments is a plus. Strong leadership, communication, and stakeholder management skills. CPA, CIA, or other relevant professional certifications preferred. Contact
Tom Meberg works with Audit Professionals for leading companies across the country. For more information, please reach Tom at
tom.meberg@jcwgroup.com Equal Opportunity Statement
We aim to be an equal opportunity recruiter, ensuring that no applicant receives less favorable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements. Seniority level
Director Employment type
Full-time Job function
Accounting/Auditing Industries
Financial Services and Investment Management
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JCW is partnering with a boutique investment management firm seeking an Audit Director to lead a diverse portfolio of audits across U.S. operations. Reporting directly to the Chief Auditor, this role provides the opportunity to oversee audits across investment operations, front office trading, regulatory compliance, and operational processes. Base pay range: $180,000.00/yr - $200,000.00/yr. Key Responsibilities
Plan, lead, and execute risk-based audits across multiple areas, including front office, investment operations, compliance, operational processes, and technology. Evaluate the design and effectiveness of internal controls, processes, and risk management frameworks. Deliver actionable insights and recommendations to senior leadership and the Chief Auditor to strengthen controls and operational efficiency. Collaborate with business leaders and global audit teams to ensure audits are aligned with organizational priorities and regulatory expectations. Mentor and guide audit staff, fostering a collaborative and high-performing team environment. Ideal Candidate Profile
10+ years of internal audit or public accounting experience, preferably within investment management or financial services. Broad audit experience across front office functions, investment operations, compliance, and operational processes. Familiarity with regulatory frameworks relevant to investment management, including SEC, FINRA, and other applicable standards. Experience auditing alternative investments, digital assets, or complex financial instruments is a plus. Strong leadership, communication, and stakeholder management skills. CPA, CIA, or other relevant professional certifications preferred. Contact
Tom Meberg works with Audit Professionals for leading companies across the country. For more information, please reach Tom at
tom.meberg@jcwgroup.com Equal Opportunity Statement
We aim to be an equal opportunity recruiter, ensuring that no applicant receives less favorable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements. Seniority level
Director Employment type
Full-time Job function
Accounting/Auditing Industries
Financial Services and Investment Management
#J-18808-Ljbffr