Jobs via Dice
Regulatory Reporting Specialist / AxiomSL Controller
Jobs via Dice, Stamford, Connecticut, United States, 06925
Regulatory Reporting Specialist / AxiomSL Controller
Location: Stamford, Connecticut (3 days/week in office; remainder remote/hybrid as per policy)
Employment Type: Full-time (3 days in office per week)
Experience Level: 5-7 years of relevant banking/regulatory reporting experience
Job Summary
The Regulatory Reporting Analyst will be responsible for the
hands-on production, preparation, and submission
of key regulatory filings, including Call Reports, FR Y-9C, FR Y-9LP, and Y-15M. This role requires strong technical knowledge of regulatory requirements, attention to detail, and the ability to manage reporting cycles under strict deadlines. The individual will work cross-functionally with Finance, Risk, and Treasury to ensure data integrity, compliance, and timely delivery of reports.
Key Responsibilities
Lead the production of regulatory reports including: Call Reports FR Y-9C (Consolidated Financial Statements) FR Y-9LP (Parent-Only Financials) FR Y-15M (Systemic Risk Report or related schedules)
Prepare, reconcile, and validate report data to ensure accuracy and compliance with regulatory instructions.
Gather and analyze source data from Finance, Treasury, Risk, and Operations; identify and resolve discrepancies.
Perform variance analysis, trend reviews, and reconciliations against the general ledger.
Maintain clear documentation of reporting methodologies, data sources, and assumptions for audit and regulatory reviews.
Support internal audit, external audit, and regulatory examinations by providing production schedules, reconciliations, and supporting details.
Stay current with regulatory changes and update reporting processes as required.
Drive process improvements and automation to enhance the efficiency and accuracy of report production.
Required Qualifications
Bachelor's degree in Accounting, Finance, Economics, or related field; CPA, CFA, or advanced degree a plus.
5-7 years of direct experience in the production of regulatory reports with a focus on: Call Reports FR Y-9C FR Y-9LP FR Y-15M (or related systemic risk / liquidity reports)
Strong knowledge of U.S. banking regulatory frameworks, capital requirements, and liquidity reporting.
Experience with regulatory reporting tools/systems (e.g., AxiomSL, RegCloud, or similar).
Advanced Excel skills; familiarity with SQL or BI/reporting tools preferred.
Excellent attention to detail, strong analytical and problem-solving skills.
Strong communication skills, with the ability to explain technical reporting requirements to diverse stakeholders.
Proven ability to manage deadlines and reporting cycles under time pressure.
#J-18808-Ljbffr
Employment Type: Full-time (3 days in office per week)
Experience Level: 5-7 years of relevant banking/regulatory reporting experience
Job Summary
The Regulatory Reporting Analyst will be responsible for the
hands-on production, preparation, and submission
of key regulatory filings, including Call Reports, FR Y-9C, FR Y-9LP, and Y-15M. This role requires strong technical knowledge of regulatory requirements, attention to detail, and the ability to manage reporting cycles under strict deadlines. The individual will work cross-functionally with Finance, Risk, and Treasury to ensure data integrity, compliance, and timely delivery of reports.
Key Responsibilities
Lead the production of regulatory reports including: Call Reports FR Y-9C (Consolidated Financial Statements) FR Y-9LP (Parent-Only Financials) FR Y-15M (Systemic Risk Report or related schedules)
Prepare, reconcile, and validate report data to ensure accuracy and compliance with regulatory instructions.
Gather and analyze source data from Finance, Treasury, Risk, and Operations; identify and resolve discrepancies.
Perform variance analysis, trend reviews, and reconciliations against the general ledger.
Maintain clear documentation of reporting methodologies, data sources, and assumptions for audit and regulatory reviews.
Support internal audit, external audit, and regulatory examinations by providing production schedules, reconciliations, and supporting details.
Stay current with regulatory changes and update reporting processes as required.
Drive process improvements and automation to enhance the efficiency and accuracy of report production.
Required Qualifications
Bachelor's degree in Accounting, Finance, Economics, or related field; CPA, CFA, or advanced degree a plus.
5-7 years of direct experience in the production of regulatory reports with a focus on: Call Reports FR Y-9C FR Y-9LP FR Y-15M (or related systemic risk / liquidity reports)
Strong knowledge of U.S. banking regulatory frameworks, capital requirements, and liquidity reporting.
Experience with regulatory reporting tools/systems (e.g., AxiomSL, RegCloud, or similar).
Advanced Excel skills; familiarity with SQL or BI/reporting tools preferred.
Excellent attention to detail, strong analytical and problem-solving skills.
Strong communication skills, with the ability to explain technical reporting requirements to diverse stakeholders.
Proven ability to manage deadlines and reporting cycles under time pressure.
#J-18808-Ljbffr