Aon
Overview
Employer Industry: Investment Management
Why consider this job opportunity:
Salary up to $90,000 annually
Comprehensive benefits package, including medical, dental, and vision insurance
Opportunity for career advancement and growth within the organization
Flexible working arrangements that promote work/life balance
Two “Global Wellbeing Days” each year to focus on personal well-being
Inclusive and supportive work environment that values diversity and innovation
Responsibilities
Assist in the administration of the Firm’s Code of Ethics and personal trading policies
Conduct ongoing surveillance to address emerging trends and regulatory rules
Identify, research, and resolve compliance risk issues impacting the business
Review and maintain the firm’s regulatory filings with the SEC and National Futures Association
Support the review of marketing materials and client communications for compliance
Qualifications
Minimum of 2 years of experience in a compliance function for a SEC-registered investment adviser
Understanding of the asset management industry and securities laws related to investment advisers
Proven ability to work independently and collaboratively in a team-oriented environment
Strong organizational skills and attention to detail
Excellent oral and written communication skills, along with proficiency in PowerPoint and Excel
Preferred Qualifications
Experience with compliance software and regulatory inquiries
Ability to analyze situations and implement solutions to mitigate compliance risks
Professional integrity and a proactive approach to compliance challenges
#InvestmentManagement #ComplianceAnalyst #CareerOpportunity #FlexibleWork #DiversityAndInclusion
"We prioritize candidate privacy and champion equal-opportunity employment. Central to our mission is our partnership with companies that share this commitment. We aim to foster a fair, transparent, and secure hiring environment for all. If you encounter any employer not adhering to these principles, please bring it to our attention immediately. We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer."
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Why consider this job opportunity:
Salary up to $90,000 annually
Comprehensive benefits package, including medical, dental, and vision insurance
Opportunity for career advancement and growth within the organization
Flexible working arrangements that promote work/life balance
Two “Global Wellbeing Days” each year to focus on personal well-being
Inclusive and supportive work environment that values diversity and innovation
Responsibilities
Assist in the administration of the Firm’s Code of Ethics and personal trading policies
Conduct ongoing surveillance to address emerging trends and regulatory rules
Identify, research, and resolve compliance risk issues impacting the business
Review and maintain the firm’s regulatory filings with the SEC and National Futures Association
Support the review of marketing materials and client communications for compliance
Qualifications
Minimum of 2 years of experience in a compliance function for a SEC-registered investment adviser
Understanding of the asset management industry and securities laws related to investment advisers
Proven ability to work independently and collaboratively in a team-oriented environment
Strong organizational skills and attention to detail
Excellent oral and written communication skills, along with proficiency in PowerPoint and Excel
Preferred Qualifications
Experience with compliance software and regulatory inquiries
Ability to analyze situations and implement solutions to mitigate compliance risks
Professional integrity and a proactive approach to compliance challenges
#InvestmentManagement #ComplianceAnalyst #CareerOpportunity #FlexibleWork #DiversityAndInclusion
"We prioritize candidate privacy and champion equal-opportunity employment. Central to our mission is our partnership with companies that share this commitment. We aim to foster a fair, transparent, and secure hiring environment for all. If you encounter any employer not adhering to these principles, please bring it to our attention immediately. We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer."
#J-18808-Ljbffr