TALENTVIS SINGAPORE PTE. LTD.
Regulatory Compliance Officer
TALENTVIS SINGAPORE PTE. LTD., West Islip, New York, United States
Overview
Regulatory Compliance Officer Responsibilities
In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA) Business control line for the Branch's MAS-regulated activities (Capital Market Products) Second line testing of key compliance risk areas, internal controls, and transaction monitoring Oversees the third-party risk management control function Responsible for all MAS SFA/FAA submissions and notifications Requirements
Minimum 2 years of relevant regulatory compliance experience within a Banking environment Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus). Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory Excellent communication and presentation skills Ready to make an impact? We’d love to hear from you! Apply today by sending your resume to
apply81@talentvis.com
or
click apply now! We regret to inform you that only shortlisted candidates will be notified. Talentvis Singapore Pte Ltd | EA License No: 04C3537 EA Personnel Name: Sherwin Wong | EA Personnel No: R1770151
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Regulatory Compliance Officer Responsibilities
In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA) Business control line for the Branch's MAS-regulated activities (Capital Market Products) Second line testing of key compliance risk areas, internal controls, and transaction monitoring Oversees the third-party risk management control function Responsible for all MAS SFA/FAA submissions and notifications Requirements
Minimum 2 years of relevant regulatory compliance experience within a Banking environment Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus). Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory Excellent communication and presentation skills Ready to make an impact? We’d love to hear from you! Apply today by sending your resume to
apply81@talentvis.com
or
click apply now! We regret to inform you that only shortlisted candidates will be notified. Talentvis Singapore Pte Ltd | EA License No: 04C3537 EA Personnel Name: Sherwin Wong | EA Personnel No: R1770151
#J-18808-Ljbffr