Phase Financial
Company Description
Phase Financial is a Wealth Management firm located in Clayton, MO. Our team focuses on planning and execution of complex and market-leading strategies to secure financial peace of mind for clients located across the country. Our dedicated team of advisors and associates strive to make every step of the planning process as easy and stress-free as possible. Our clients financial well-being is our top priority, and every day is a new opportunity to create a lasting impression for those we serve.
Role Description The Chief Investment Officer is a senior-level position that is tasked with overseeing the firm’s investment strategy, portfolio management, and research functions. This individual provides strategic direction, thought leadership, and disciplined oversight to ensure the delivery of competitive investment performance, aligned with clients’ objectives and the firm’s mission. The CIO should be a skilled communicator, effective leader and driven businessperson who can enhance and drive performance of the AUM of the firm.
Investment Strategy & Leadership
Develop, implement, and maintain a comprehensive investment philosophy, policy, and process.
Lead the firm’s investment strategy; guiding decisions on asset allocation, manager selection, and risk management.
Evaluate global economic trends, market conditions, and emerging opportunities to share portfolio strategies.
Portfolio Management
Oversee construction, monitoring, and performance of all client portfolios, ensuring they align with the clients’ risk/return profiles.
Manage strategic and tactical asset allocation across traditional and alternative asset classes.
Review performance reports, benchmarks, and attribution analysis to optimize results.
Research and Due Diligence
Direct in-depth research on securities, asset classes, and external investment managers.
Establish and maintain rigorous due diligence standards for manager selection and retention.
Risk Management & Compliance
Identify, monitor, and mitigate investment risks across portfolios.
Ensure adherence to the firm’s investment policies, regulatory requirements, and fiduciary standards.
Client & Stakeholder Engagement
Collaborate with advisors, relationship managers, and senior leadership to communicate investment views and strategy.
Represent the firm in client meetings, presentations, and public forums as a thought leader on markets and investments.
Licensing and Registrations
FINRA Series 65, 7
CFA, and additional designations such as CLU, ChFC, and CFP are highly regarded.
Experience
Bachelor's degree in Finance, Accounting, Economics, or a related field.
10+ years of progressive experience in investment management, asset allocation, or portfolio oversight, ideally within a wealth management or institutional setting.
Proven track record of designing and executing successful investment strategies.
Deep understanding of global markets, multi-asset portfolio construction, and alternative investments.
Strong leadership, analytical, and communication skills with the ability to present complex information clearly.
Strong aptitude in decision-making and problem-solving.
Excellent written and verbal communication skills.
Knowledge of financial planning regulations, compliance requirements, and industry best practices.
Detail-oriented, accurate, organized, able to set priorities autonomously.
Extremely strong communication and presentation skills with the ability to explain complex information clearly and simply.
Microsoft 365 proficiency (Excel, CRM, etc.).
Compensation
Salary negotiable based on experience
Industry licensing and continuing education expenses
Health, Vision, and Dental Insurance
Short-term Disability
401(k)
PTO + Holiday Pay
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Role Description The Chief Investment Officer is a senior-level position that is tasked with overseeing the firm’s investment strategy, portfolio management, and research functions. This individual provides strategic direction, thought leadership, and disciplined oversight to ensure the delivery of competitive investment performance, aligned with clients’ objectives and the firm’s mission. The CIO should be a skilled communicator, effective leader and driven businessperson who can enhance and drive performance of the AUM of the firm.
Investment Strategy & Leadership
Develop, implement, and maintain a comprehensive investment philosophy, policy, and process.
Lead the firm’s investment strategy; guiding decisions on asset allocation, manager selection, and risk management.
Evaluate global economic trends, market conditions, and emerging opportunities to share portfolio strategies.
Portfolio Management
Oversee construction, monitoring, and performance of all client portfolios, ensuring they align with the clients’ risk/return profiles.
Manage strategic and tactical asset allocation across traditional and alternative asset classes.
Review performance reports, benchmarks, and attribution analysis to optimize results.
Research and Due Diligence
Direct in-depth research on securities, asset classes, and external investment managers.
Establish and maintain rigorous due diligence standards for manager selection and retention.
Risk Management & Compliance
Identify, monitor, and mitigate investment risks across portfolios.
Ensure adherence to the firm’s investment policies, regulatory requirements, and fiduciary standards.
Client & Stakeholder Engagement
Collaborate with advisors, relationship managers, and senior leadership to communicate investment views and strategy.
Represent the firm in client meetings, presentations, and public forums as a thought leader on markets and investments.
Licensing and Registrations
FINRA Series 65, 7
CFA, and additional designations such as CLU, ChFC, and CFP are highly regarded.
Experience
Bachelor's degree in Finance, Accounting, Economics, or a related field.
10+ years of progressive experience in investment management, asset allocation, or portfolio oversight, ideally within a wealth management or institutional setting.
Proven track record of designing and executing successful investment strategies.
Deep understanding of global markets, multi-asset portfolio construction, and alternative investments.
Strong leadership, analytical, and communication skills with the ability to present complex information clearly.
Strong aptitude in decision-making and problem-solving.
Excellent written and verbal communication skills.
Knowledge of financial planning regulations, compliance requirements, and industry best practices.
Detail-oriented, accurate, organized, able to set priorities autonomously.
Extremely strong communication and presentation skills with the ability to explain complex information clearly and simply.
Microsoft 365 proficiency (Excel, CRM, etc.).
Compensation
Salary negotiable based on experience
Industry licensing and continuing education expenses
Health, Vision, and Dental Insurance
Short-term Disability
401(k)
PTO + Holiday Pay
#J-18808-Ljbffr