Edward Jones
Associate General Counsel II - Legal
Edward Jones, Saint Louis, Missouri, United States, 63146
Overview
Join to apply for the
Associate General Counsel II - Legal
role at
Edward Jones . This job posting is anticipated to remain open for 30 days, from 01-Oct-2025. Base pay range
$140,400.00/yr - $239,100.00/yr Key Responsibilities
Provide legal advice and guidance to legal, compliance, and business colleagues involving broker-dealer rules and regulations under the federal securities laws, including the Securities Act of 1933, the Exchange Act of 1934, the Investment Advisers Act of 1940, ERISA, and the Commodities Exchange Act. Serve as a subject matter expert on legal regulatory issues affecting broker-dealers and investment advisers to retail clients. Familiarity with regulation from a perspective wealth management, including broker-dealer and investment adviser conduct rules and Regulation Best Interest. Identify new and proposed laws and regulations affecting the financial services industry and partner with government relations and policy colleagues to assess potential impact to the firm. Advise on advocacy strategy, including evaluating advocacy levers, identifying policy positions, drafting comment letters, and leading internal, external, and regulator conversations on emerging policy issues. Develop and execute effective communications on regulatory developments for internal audiences. Identify and collaborate with internal stakeholders on compliance and implementation discussions. Deepen the firm's relationships with securities regulators at the Federal, state, and SRO levels. Qualifications
Juris Doctorate with exceptional academic credentials required Securities regulation experience with emphasis on regulator or policy/advocacy in-house or outside counsel License to practice law in Missouri or an equivalent state Minimum of five (5) years of progressive responsibility as an attorney Technological aptitude and ability to learn new technologies What Could Set You Apart
Experience supporting high-risk, complex business projects, as in-house or outside counsel Candidates living within commutable distance to Tempe, AZ and St. Louis, MO offices; willingness to work in office three days per week (Tue-Thu) About Edward Jones
Edward Jones is a Fortune 500 company with a focus on serving clients, privately owned with over 9 million clients and 20,000 financial advisors in the U.S. and Canada. We are committed to positive impact and an inclusive culture.
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Join to apply for the
Associate General Counsel II - Legal
role at
Edward Jones . This job posting is anticipated to remain open for 30 days, from 01-Oct-2025. Base pay range
$140,400.00/yr - $239,100.00/yr Key Responsibilities
Provide legal advice and guidance to legal, compliance, and business colleagues involving broker-dealer rules and regulations under the federal securities laws, including the Securities Act of 1933, the Exchange Act of 1934, the Investment Advisers Act of 1940, ERISA, and the Commodities Exchange Act. Serve as a subject matter expert on legal regulatory issues affecting broker-dealers and investment advisers to retail clients. Familiarity with regulation from a perspective wealth management, including broker-dealer and investment adviser conduct rules and Regulation Best Interest. Identify new and proposed laws and regulations affecting the financial services industry and partner with government relations and policy colleagues to assess potential impact to the firm. Advise on advocacy strategy, including evaluating advocacy levers, identifying policy positions, drafting comment letters, and leading internal, external, and regulator conversations on emerging policy issues. Develop and execute effective communications on regulatory developments for internal audiences. Identify and collaborate with internal stakeholders on compliance and implementation discussions. Deepen the firm's relationships with securities regulators at the Federal, state, and SRO levels. Qualifications
Juris Doctorate with exceptional academic credentials required Securities regulation experience with emphasis on regulator or policy/advocacy in-house or outside counsel License to practice law in Missouri or an equivalent state Minimum of five (5) years of progressive responsibility as an attorney Technological aptitude and ability to learn new technologies What Could Set You Apart
Experience supporting high-risk, complex business projects, as in-house or outside counsel Candidates living within commutable distance to Tempe, AZ and St. Louis, MO offices; willingness to work in office three days per week (Tue-Thu) About Edward Jones
Edward Jones is a Fortune 500 company with a focus on serving clients, privately owned with over 9 million clients and 20,000 financial advisors in the U.S. and Canada. We are committed to positive impact and an inclusive culture.
#J-18808-Ljbffr