Madison-Davis, LLC
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Title:
Audit Director, Investment Banking Office Status:
2x a week in office Salary:
Up to $225,000 + bonus A global investment bank is seeking an experienced Audit Director to oversee audit coverage for Front Office and related support functions, including Sales, Trading, Risk Management, and Operations. The ideal candidate will have a strong background in capital markets and securitized products. This role requires leadership in conducting complex audits, ensuring adherence to industry standards, and effectively communicating findings to senior management. Responsibilities: Lead and execute audits from planning to reporting, ensuring compliance with internal policies and industry standards. Supervise audit teams, providing guidance, coaching, and performance feedback. Assess risks and controls related to trading activities, electronic trading, and securitized products. Communicate audit findings clearly to stakeholders and senior management, proposing effective remediation strategies. Support the development and execution of the broader audit plan and participate in risk assessments. Track and validate issue remediation efforts, including regulatory compliance matters. Maintain strong working relationships with key stakeholders across business units. Qualifications and Skills Bachelor’s in Accounting, Finance, Economics, or related field. Advanced degree preferred. 10+ years of experience in banking or a related field. Strong knowledge of capital markets, securitized products (ECM, DCM, ABS, CLO), and trading activities. Understanding of regulatory requirements, including Dodd-Frank, Volcker, and trading supervision. Expertise in audit methodologies, risk assessment, and internal controls. Proficiency in Power BI, Visio, and Tableau. Seniority level
Seniority level Director Employment type
Employment type Full-time Job function
Job function Accounting/Auditing Industries Investment Banking and Banking Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x Get notified about new Director Investment Banking jobs in
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Audit Director, Investment Banking Office Status:
2x a week in office Salary:
Up to $225,000 + bonus A global investment bank is seeking an experienced Audit Director to oversee audit coverage for Front Office and related support functions, including Sales, Trading, Risk Management, and Operations. The ideal candidate will have a strong background in capital markets and securitized products. This role requires leadership in conducting complex audits, ensuring adherence to industry standards, and effectively communicating findings to senior management. Responsibilities: Lead and execute audits from planning to reporting, ensuring compliance with internal policies and industry standards. Supervise audit teams, providing guidance, coaching, and performance feedback. Assess risks and controls related to trading activities, electronic trading, and securitized products. Communicate audit findings clearly to stakeholders and senior management, proposing effective remediation strategies. Support the development and execution of the broader audit plan and participate in risk assessments. Track and validate issue remediation efforts, including regulatory compliance matters. Maintain strong working relationships with key stakeholders across business units. Qualifications and Skills Bachelor’s in Accounting, Finance, Economics, or related field. Advanced degree preferred. 10+ years of experience in banking or a related field. Strong knowledge of capital markets, securitized products (ECM, DCM, ABS, CLO), and trading activities. Understanding of regulatory requirements, including Dodd-Frank, Volcker, and trading supervision. Expertise in audit methodologies, risk assessment, and internal controls. Proficiency in Power BI, Visio, and Tableau. Seniority level
Seniority level Director Employment type
Employment type Full-time Job function
Job function Accounting/Auditing Industries Investment Banking and Banking Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x Get notified about new Director Investment Banking jobs in
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New York City Metropolitan Area $200,000.00-$330,000.00 2 days ago Vice President, Internal Audit Leader – Securities, Clearing, and Collateral
New York, NY $110,000.00-$160,000.00 1 week ago SVP, Internal Audit - Compliance, AML/BSA, Risk, Credit, Growth
Stamford, CT $200,000.00-$330,000.00 2 days ago New York, NY $150,000.00-$175,000.00 1 week ago KIPP NYC Senior Director, Accounting & Audit
New York, NY $130,000.00-$165,000.00 2 months ago VP of Internal Audit - IT Infrastructure
New York City Metropolitan Area $190,000.00-$225,000.00 2 weeks ago New York, NY $150,000.00-$180,000.00 2 weeks ago New York City Metropolitan Area $160,000.00-$200,000.00 2 weeks ago Plainsboro, NJ $140,000.00-$155,000.00 1 day ago Parsippany, NJ $182,070.00-$235,620.00 1 week ago Internal Audit Vice President - Fixed Income Valuation Risk
New York, NY $135,000.00-$203,000.00 1 week ago New York, NY $130,000.00-$145,000.00 2 months ago Internal Audit Director- Cyber and Digital
Business Management Internal Audit & Finance Vice President
Director of Finance (FQHC experience preferred)
New York, NY $200,000.00-$280,000.00 4 days ago New York City Metropolitan Area $200,000.00-$250,000.00 3 days ago Director, Digital Assets Risk and Controls
New York, NY $127,000.00-$250,000.00 1 month ago Director, Record to Report Global Process Owner
Richmond, NY $125,000.00-$150,000.00 2 weeks ago Deputy Director, Timekeeping/Payroll - LIRR
Jamaica, NY $127,555.00-$135,124.00 2 weeks ago Vice President - Fund Accounting - Blackstone Credit Registered Funds
Summit, NJ $155,000.00-$250,000.00 2 months ago New York, NY $75,000.00-$80,000.00 6 days ago New Haven, CT $105,000.00-$174,000.00 3 days ago New York, NY $150,000.00-$190,000.00 4 days ago Associate Director/Director, Business Development - Litigation
New York City Metropolitan Area $250,000.00-$350,000.00 2 days ago New York, NY $125,983.00-$171,519.00 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr