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As a 2nd line of defense organization, provides common risk management oversight and services to all businesses and legal entities across the firm. Effectively and efficiently managing risk on a consistent and holistic basis across all our businesses is critical to the firm’s success in the Americas as well as meeting regulatory expectations and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial risk capabilities across the enterprise.
We are looking for an experienced VP to join our team to further enhance the design and help embed the NFR framework; and drive a consistent risk management approach in all three lines of defense to identify, assess, manage, and report non-financial risks across the firm’s lines of business.
Principal Duties
may entail all or some of the following responsibilities: Overseeing and challenging the identification, assessment, management and reporting for non-financial risks across the Firm’s Front Office Divisions (Fixed Income, Equities, Investment Banking.) Be a trusted advisor to the senior Front Office leaders, embedding a strong risk culture and ensure alignment with the Firm’s risk appetite and regulatory expectations. Drive a consistent approach to identify, assess, manage, and report NFR Framework elements such as non-financial risk events, issues, RCSA’s etc. across Front Office Divisions. Collaborate with the Front Office to enhance / refine existing Key Risk and Key Performance Indicators covering the non-financial key risk domains defined in the NFRM framework Partner with Business & Control function(s) to understand and continuously monitor risk profile, including raising awareness and ensuring the firm’s ability to adhere to the firm’s policies & standards. Participate and continuously enhance the NFR framework. Maintain and enhance non-financial key risk management standards and policies. Conduct deep dives/risk assessments/gap analyses and document findings. The base pay range for this position is $135,000.00/yr - $185,000.00/yr. We are an equal opportunities employer and welcome applications from all qualified candidates.
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may entail all or some of the following responsibilities: Overseeing and challenging the identification, assessment, management and reporting for non-financial risks across the Firm’s Front Office Divisions (Fixed Income, Equities, Investment Banking.) Be a trusted advisor to the senior Front Office leaders, embedding a strong risk culture and ensure alignment with the Firm’s risk appetite and regulatory expectations. Drive a consistent approach to identify, assess, manage, and report NFR Framework elements such as non-financial risk events, issues, RCSA’s etc. across Front Office Divisions. Collaborate with the Front Office to enhance / refine existing Key Risk and Key Performance Indicators covering the non-financial key risk domains defined in the NFRM framework Partner with Business & Control function(s) to understand and continuously monitor risk profile, including raising awareness and ensuring the firm’s ability to adhere to the firm’s policies & standards. Participate and continuously enhance the NFR framework. Maintain and enhance non-financial key risk management standards and policies. Conduct deep dives/risk assessments/gap analyses and document findings. The base pay range for this position is $135,000.00/yr - $185,000.00/yr. We are an equal opportunities employer and welcome applications from all qualified candidates.
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