Deutsche Bank
Controls Testing & Assurance – Compliance Testing – Fixed Income and Currencies
Deutsche Bank, Jacksonville, Florida, United States, 32290
Controls Testing & Assurance – Compliance Testing – Fixed Income and Currencies - Vice President
Position Overview: Deutsche Bank’s Compliance Testing Team, an assurance function within Controls Testing & Assurance (CT&A), conducts testing on the design and operating effectiveness of the Businesses’ control environment and adherence to applicable regulation and the Bank’s policies. Location: Jacksonville, FL Overview: The primary focus for this Vice President role will be on coverage of the Firm’s compliance with Fixed Income and Currencies (FIC) rules and regulations and relevant Firm Policies & Procedures. What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits Educational resources, matching gifts, and volunteer programs What You’ll Do
Conduct Compliance Testing reviews of the Firm’s Institutional FIC Sales and Trading businesses to assess and review compliance with legal, regulatory and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas Develop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risks Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region Participate in developing a review work plan based on the results of the annual compliance risk assessment, in consultation with the Americas Head of CT&A, Business Line Compliance and Business management How You’ll Lead
Manage Compliance Testing reviews of the FIC business by working with colleagues who will support you Coordinate and establish working relationships with key Firm stakeholders including, the Front Office, Business Line Compliance, and control groups supporting the FIC business, including Group Audit Skills You’ll Need
BA or BS Degree is a must. JD, MBA or master’s degree a plus Extensive experience with a financial services firm and/or self-regulatory organization in a Compliance, Legal or Audit role Proficient experience with Compliance Testing or Audit Knowledge of FIC products and relevant regulations is a must Knowledge of regulations governing financial institutions including the rules and regulations of the Federal Reserve Bank, Outbound Control Centers, Federal Deposit Insurance Corporation, Financial Industry Regulatory Authority, Securities and Exchange Commission, National Futures Association, and Commodity Futures Trading Commission Skills That Will Help You Excel
History of conducting Compliance Testing reviews or similar reviews/audits Strong business writing skills Excellent interpersonal and communication skills with the ability to interact effectively with internal and external stakeholders, including regulators and senior management Strong analytical and investigative skills Strong problem-solving skills including the ability to identify the root cause of issues Strong organizational and project management skills and attention to detail Expectations: It is the Bank’s expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank’s hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary range for this position in Jacksonville is $96,000 to $140,850. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Deutsche Bank is an equal opportunity employer and welcomes applications from all people. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.
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Position Overview: Deutsche Bank’s Compliance Testing Team, an assurance function within Controls Testing & Assurance (CT&A), conducts testing on the design and operating effectiveness of the Businesses’ control environment and adherence to applicable regulation and the Bank’s policies. Location: Jacksonville, FL Overview: The primary focus for this Vice President role will be on coverage of the Firm’s compliance with Fixed Income and Currencies (FIC) rules and regulations and relevant Firm Policies & Procedures. What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits Educational resources, matching gifts, and volunteer programs What You’ll Do
Conduct Compliance Testing reviews of the Firm’s Institutional FIC Sales and Trading businesses to assess and review compliance with legal, regulatory and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas Develop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risks Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region Participate in developing a review work plan based on the results of the annual compliance risk assessment, in consultation with the Americas Head of CT&A, Business Line Compliance and Business management How You’ll Lead
Manage Compliance Testing reviews of the FIC business by working with colleagues who will support you Coordinate and establish working relationships with key Firm stakeholders including, the Front Office, Business Line Compliance, and control groups supporting the FIC business, including Group Audit Skills You’ll Need
BA or BS Degree is a must. JD, MBA or master’s degree a plus Extensive experience with a financial services firm and/or self-regulatory organization in a Compliance, Legal or Audit role Proficient experience with Compliance Testing or Audit Knowledge of FIC products and relevant regulations is a must Knowledge of regulations governing financial institutions including the rules and regulations of the Federal Reserve Bank, Outbound Control Centers, Federal Deposit Insurance Corporation, Financial Industry Regulatory Authority, Securities and Exchange Commission, National Futures Association, and Commodity Futures Trading Commission Skills That Will Help You Excel
History of conducting Compliance Testing reviews or similar reviews/audits Strong business writing skills Excellent interpersonal and communication skills with the ability to interact effectively with internal and external stakeholders, including regulators and senior management Strong analytical and investigative skills Strong problem-solving skills including the ability to identify the root cause of issues Strong organizational and project management skills and attention to detail Expectations: It is the Bank’s expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank’s hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary range for this position in Jacksonville is $96,000 to $140,850. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Deutsche Bank is an equal opportunity employer and welcomes applications from all people. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.
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