Interactive Brokers
Analyst - Quality Assurance Financial Crime Compliance
Interactive Brokers, Chicago, Illinois, United States, 60290
Analyst - Quality Assurance Financial Crime Compliance
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Analyst - Quality Assurance Financial Crime Compliance
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Interactive Brokers . Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. Our affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds, and introducing brokers. Our advanced technology, competitive pricing, and global market access help our clients optimize their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multinational team and be part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. About INTERACTIVE BROKERS This is a hybrid role (three days in the office, two days remote). Interactive Brokers has been a leader in trading innovation since inventing the first floor-based handheld computer in 1983. We pride ourselves on being a technology-driven company that challenges the status quo. We strive to offer our clients the best trading platform with sophisticated features at the lowest cost. Software development is central to our success, and our brokerage platform is highly regarded. We are consistently recognized as a leader in the industry. We are seeking a full-time Analyst - Quality Assurance Financial Crime Compliance at our Chicago office. This role offers excellent growth potential for motivated and high-performing individuals. Analysts will report to a Quality Assurance Compliance Manager and will assist in ensuring compliance with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, AML, and securities laws and regulations. Responsibilities
Conduct quality assurance reviews of account activities, including trading, deposits, withdrawals, sanctions connections, and public domain activities, to ensure compliance with IBKR policies. Collect, analyze, and summarize data and trends to advise management. Perform quality assurance on regulatory filings. Streamline current processes and identify areas for improvement. Review trading data for suspicious activities or unusual trading patterns. Qualifications & Skills
At least 2 years of experience working with sanctions or related regulatory compliance roles within exchanges, regulatory organizations, broker-dealers, FCMs, or similar entities. Strong technological proficiency and understanding of how technology applies to regulatory problems. Excellent communication skills, both oral and written. Detail-oriented with strong organizational and project management skills. Ability to work independently and in small teams, with effective multitasking skills. Certifications such as ACAMS, CFE, CFCS, Series 7, or other FINRA licenses are a plus. Additional Qualities
Self-motivated with minimal supervision. Strong analytical and problem-solving skills. Excellent collaboration and communication skills. Outstanding organizational and time management abilities. Company Benefits & Perks
Competitive salary, performance bonuses, and stock options. Retirement plan (401(k)) with company match. Comprehensive health benefits, including medical, dental, and vision. Wellness programs, health coaching, and counseling services. Paid time off and parental leave policies. Daily lunch allowance and access to healthy snacks. Company events, team outings, and volunteer activities. Educational reimbursement and professional development opportunities. Modern office facilities with multi-monitor setups. Job Details
Seniority level: Entry level Employment type: Full-time Job function: Quality Assurance
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Join to apply for the
Analyst - Quality Assurance Financial Crime Compliance
role at
Interactive Brokers . Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. Our affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds, and introducing brokers. Our advanced technology, competitive pricing, and global market access help our clients optimize their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multinational team and be part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. About INTERACTIVE BROKERS This is a hybrid role (three days in the office, two days remote). Interactive Brokers has been a leader in trading innovation since inventing the first floor-based handheld computer in 1983. We pride ourselves on being a technology-driven company that challenges the status quo. We strive to offer our clients the best trading platform with sophisticated features at the lowest cost. Software development is central to our success, and our brokerage platform is highly regarded. We are consistently recognized as a leader in the industry. We are seeking a full-time Analyst - Quality Assurance Financial Crime Compliance at our Chicago office. This role offers excellent growth potential for motivated and high-performing individuals. Analysts will report to a Quality Assurance Compliance Manager and will assist in ensuring compliance with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, AML, and securities laws and regulations. Responsibilities
Conduct quality assurance reviews of account activities, including trading, deposits, withdrawals, sanctions connections, and public domain activities, to ensure compliance with IBKR policies. Collect, analyze, and summarize data and trends to advise management. Perform quality assurance on regulatory filings. Streamline current processes and identify areas for improvement. Review trading data for suspicious activities or unusual trading patterns. Qualifications & Skills
At least 2 years of experience working with sanctions or related regulatory compliance roles within exchanges, regulatory organizations, broker-dealers, FCMs, or similar entities. Strong technological proficiency and understanding of how technology applies to regulatory problems. Excellent communication skills, both oral and written. Detail-oriented with strong organizational and project management skills. Ability to work independently and in small teams, with effective multitasking skills. Certifications such as ACAMS, CFE, CFCS, Series 7, or other FINRA licenses are a plus. Additional Qualities
Self-motivated with minimal supervision. Strong analytical and problem-solving skills. Excellent collaboration and communication skills. Outstanding organizational and time management abilities. Company Benefits & Perks
Competitive salary, performance bonuses, and stock options. Retirement plan (401(k)) with company match. Comprehensive health benefits, including medical, dental, and vision. Wellness programs, health coaching, and counseling services. Paid time off and parental leave policies. Daily lunch allowance and access to healthy snacks. Company events, team outings, and volunteer activities. Educational reimbursement and professional development opportunities. Modern office facilities with multi-monitor setups. Job Details
Seniority level: Entry level Employment type: Full-time Job function: Quality Assurance
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