JPMorganChase
J.P. Morgan Wealth Management - Private Client Investment Associate -Diamond Bar
JPMorganChase, Diamond Bar, California, United States, 91765
Overview
J.P. Morgan Wealth Management - Private Client Investment Associate - Diamond Bar, CA As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will deliver exceptional client service, operational support, and administrative assistance to our Private Client Advisors. You will manage operational requests such as account opening, money movement, and investment trades with precision and promptness, aid Advisors in fostering and preserving client relationships, conduct account reviews, and promote firm services to enhance client engagement. You will participate in Risk Management procedures and ensure compliance with regulatory requirements while prioritizing daily tasks and contributing to a positive team environment. Responsibilities
Support Advisors’ book of business by facilitating accurate and timely operational requests such as account openings, money movement, and investment trades. Assist Advisors in building and maintaining client relationships through processing requests, resolving issues, providing up-to-date information, and supporting ongoing wealth planning and referral source management. Assist in managing relationship and account reviews, promote firm services to deepen client relationships, and prepare timely and accurate performance reports. Actively engage in Risk Management procedures, including Know Your Customer (KYC) processes, Account Reviews, and Inquiries. Support operational procedures and compliance requirements (e.g., completion of required forms and documentation). Prioritize daily work, track progress, and consistently meet deadlines. Maintain and foster a positive team culture. Qualifications & Skills
A valid and active Series 7 license is required or may be obtained within 120 days of employment. If you were registered after October 1, 2018, you must also have a valid and active Securities Industry Essentials (SIE) exam. A valid and active Series 66 (63/65) license and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment. Regulatory & Product Information
This position is subject to Section 19 of the Federal Deposit Insurance Act. Employment offers are contingent on JPMorgan Chase’s review of criminal history, including pretrial diversions or program entries. Investment and insurance products are NOT FDIC INSURED, NOT INSURED BY any Federal Government Agency, NOT a deposit or obligation of JPMorgan Chase Bank, N.A. or affiliates, and are subject to investment risks, including possible loss of principal. Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment adviser. Annuities are offered through Chase Insurance Agency, Inc. (CIA). JPMS, CIA, and JPMorgan Chase Bank, N.A. are affiliated companies under JPMorgan Chase & Co. Products may not be available in all states. About Us
Chase is a leading financial services firm focused on helping households and small businesses achieve their financial goals through a broad range of products. Our mission is to create engaged, lifelong relationships and put customers at the heart of everything we do. We offer a competitive total rewards package including base salary, potential incentives, and a range of benefits. We are an equal opportunity employer and value diversity and inclusion. We do not discriminate and provide reasonable accommodations as needed. Team & Roles
Our Consumer & Community Banking division serves Chase customers with a range of financial services. We are committed to delivering solutions to meet financial needs and supporting our diverse workforce. Employment type: Full-time Seniority level: Not Applicable Job function: Finance and Sales
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J.P. Morgan Wealth Management - Private Client Investment Associate - Diamond Bar, CA As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will deliver exceptional client service, operational support, and administrative assistance to our Private Client Advisors. You will manage operational requests such as account opening, money movement, and investment trades with precision and promptness, aid Advisors in fostering and preserving client relationships, conduct account reviews, and promote firm services to enhance client engagement. You will participate in Risk Management procedures and ensure compliance with regulatory requirements while prioritizing daily tasks and contributing to a positive team environment. Responsibilities
Support Advisors’ book of business by facilitating accurate and timely operational requests such as account openings, money movement, and investment trades. Assist Advisors in building and maintaining client relationships through processing requests, resolving issues, providing up-to-date information, and supporting ongoing wealth planning and referral source management. Assist in managing relationship and account reviews, promote firm services to deepen client relationships, and prepare timely and accurate performance reports. Actively engage in Risk Management procedures, including Know Your Customer (KYC) processes, Account Reviews, and Inquiries. Support operational procedures and compliance requirements (e.g., completion of required forms and documentation). Prioritize daily work, track progress, and consistently meet deadlines. Maintain and foster a positive team culture. Qualifications & Skills
A valid and active Series 7 license is required or may be obtained within 120 days of employment. If you were registered after October 1, 2018, you must also have a valid and active Securities Industry Essentials (SIE) exam. A valid and active Series 66 (63/65) license and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment. Regulatory & Product Information
This position is subject to Section 19 of the Federal Deposit Insurance Act. Employment offers are contingent on JPMorgan Chase’s review of criminal history, including pretrial diversions or program entries. Investment and insurance products are NOT FDIC INSURED, NOT INSURED BY any Federal Government Agency, NOT a deposit or obligation of JPMorgan Chase Bank, N.A. or affiliates, and are subject to investment risks, including possible loss of principal. Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment adviser. Annuities are offered through Chase Insurance Agency, Inc. (CIA). JPMS, CIA, and JPMorgan Chase Bank, N.A. are affiliated companies under JPMorgan Chase & Co. Products may not be available in all states. About Us
Chase is a leading financial services firm focused on helping households and small businesses achieve their financial goals through a broad range of products. Our mission is to create engaged, lifelong relationships and put customers at the heart of everything we do. We offer a competitive total rewards package including base salary, potential incentives, and a range of benefits. We are an equal opportunity employer and value diversity and inclusion. We do not discriminate and provide reasonable accommodations as needed. Team & Roles
Our Consumer & Community Banking division serves Chase customers with a range of financial services. We are committed to delivering solutions to meet financial needs and supporting our diverse workforce. Employment type: Full-time Seniority level: Not Applicable Job function: Finance and Sales
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