Cardea Group
Get AI-powered advice on this job and more exclusive features.
Compliance Manager (New York, NY):
Our client, a private equity fund with successful fundraises and increased AUM over the past decade, has a need for a strong, insightful Compliance Manager to join their team in a #3 capacity. The Compliance Manager will work closely with the Deputy CCO and CCO to oversee the day-to-day compliance program. This is an exceptional opportunity for a strategic-thinking compliance professional who would like to segway their career into a pivotal role collaborating with leadership on compliance initiatives and driving the compliance program to be best in class. Key Points: Hiring manager is excited to onboard someone who is driven, strong at project management, and has a command of compliance programs Firm has a long track record and manages north of $40B in assets and a 20+ year history with a tremendous reputation in the industry High visibility generalist role working under two tremendous mentors in the compliance department Collaborative group of individuals across the organization where growth is promoted from within Responsibilities: Prepare regulatory filings, administer the firm’s compliance program, and oversee Code of Ethics Collaborate with the marketing and investor inquiries teams to respond to RFPs, DDQs and other communications Drive compliance initiatives across various areas of the program depending on regulatory trends Conduct compliance testing and update policies/procedures Create risk matrices to outline compliance initiatives Monitor the investment/research’s team use of expert networks Partner with compliance consultants to conduct mock audits and heed advice on regulatory updates Qualifications: 8-12+ years of experience in an investment advisor (private equity, private credit, hedge fund, etc.) Bachelor's Degree Strong command of full suite of compliance responsibilities with the ability to drive and lead projects Excellent judgment and ability to communicate with all levels of professionals Proactive, driven and mentality of excellence Job Reference #2964169 Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Finance Industries Venture Capital and Private Equity Principals, Financial Services, and Investment Management Referrals increase your chances of interviewing at Cardea Group by 2x Inferred from the description for this job
Paid maternity leave 401(k) Vision insurance Medical insurance Pension plan Paid paternity leave Disability insurance Get notified when a new job is posted. Sign in to set job alerts for “Compliance Manager” roles.
Privacy Compliance Manager, Risk, Compliance, and Integrity
New York, NY $158,000.00-$235,000.00 1 day ago New York, NY $130,000.00-$150,000.00 1 week ago New York, NY $110,000.00-$160,000.00 1 week ago New York, NY $120,000.00-$168,500.00 2 days ago New York, NY $192,000.00-$240,000.00 1 week ago New York, NY $90,000.00-$167,200.00 1 week ago New York, NY $180,000.00-$200,000.00 2 weeks ago New York, NY $90,000.00-$100,000.00 1 week ago Brooklyn, NY $52,000.00-$63,500.00 1 week ago New York City Metropolitan Area $200,000.00-$240,000.00 1 month ago Senior Manager, Regulatory Relations Group
New York, NY $117,400.00-$224,700.00 1 week ago New York City Metropolitan Area $175,000.00-$225,000.00 2 days ago New York, NY $165,000.00-$250,000.00 1 week ago New York City Metropolitan Area $145,000.00-$190,000.00 2 weeks ago Compliance Manager, Regulatory Change Management
New York, NY $105,600.00-$198,000.00 6 days ago New York, NY $175,000.00-$250,000.00 4 weeks ago New York, NY $208,000.00-$240,000.00 1 week ago New York, NY $90,000.00-$165,000.00 15 hours ago New York City Metropolitan Area 2 weeks ago New York, NY $200,000.00-$225,000.00 1 week ago New York, NY $220,000.00-$285,000.00 2 months ago New York City Metropolitan Area $90,000.00-$120,000.00 1 week ago New York, NY $130,000.00-$205,000.00 2 weeks ago New York City Metropolitan Area $100,000.00-$135,000.00 1 month ago New York City Metropolitan Area $120,000.00-$175,000.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr
Our client, a private equity fund with successful fundraises and increased AUM over the past decade, has a need for a strong, insightful Compliance Manager to join their team in a #3 capacity. The Compliance Manager will work closely with the Deputy CCO and CCO to oversee the day-to-day compliance program. This is an exceptional opportunity for a strategic-thinking compliance professional who would like to segway their career into a pivotal role collaborating with leadership on compliance initiatives and driving the compliance program to be best in class. Key Points: Hiring manager is excited to onboard someone who is driven, strong at project management, and has a command of compliance programs Firm has a long track record and manages north of $40B in assets and a 20+ year history with a tremendous reputation in the industry High visibility generalist role working under two tremendous mentors in the compliance department Collaborative group of individuals across the organization where growth is promoted from within Responsibilities: Prepare regulatory filings, administer the firm’s compliance program, and oversee Code of Ethics Collaborate with the marketing and investor inquiries teams to respond to RFPs, DDQs and other communications Drive compliance initiatives across various areas of the program depending on regulatory trends Conduct compliance testing and update policies/procedures Create risk matrices to outline compliance initiatives Monitor the investment/research’s team use of expert networks Partner with compliance consultants to conduct mock audits and heed advice on regulatory updates Qualifications: 8-12+ years of experience in an investment advisor (private equity, private credit, hedge fund, etc.) Bachelor's Degree Strong command of full suite of compliance responsibilities with the ability to drive and lead projects Excellent judgment and ability to communicate with all levels of professionals Proactive, driven and mentality of excellence Job Reference #2964169 Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Finance Industries Venture Capital and Private Equity Principals, Financial Services, and Investment Management Referrals increase your chances of interviewing at Cardea Group by 2x Inferred from the description for this job
Paid maternity leave 401(k) Vision insurance Medical insurance Pension plan Paid paternity leave Disability insurance Get notified when a new job is posted. Sign in to set job alerts for “Compliance Manager” roles.
Privacy Compliance Manager, Risk, Compliance, and Integrity
New York, NY $158,000.00-$235,000.00 1 day ago New York, NY $130,000.00-$150,000.00 1 week ago New York, NY $110,000.00-$160,000.00 1 week ago New York, NY $120,000.00-$168,500.00 2 days ago New York, NY $192,000.00-$240,000.00 1 week ago New York, NY $90,000.00-$167,200.00 1 week ago New York, NY $180,000.00-$200,000.00 2 weeks ago New York, NY $90,000.00-$100,000.00 1 week ago Brooklyn, NY $52,000.00-$63,500.00 1 week ago New York City Metropolitan Area $200,000.00-$240,000.00 1 month ago Senior Manager, Regulatory Relations Group
New York, NY $117,400.00-$224,700.00 1 week ago New York City Metropolitan Area $175,000.00-$225,000.00 2 days ago New York, NY $165,000.00-$250,000.00 1 week ago New York City Metropolitan Area $145,000.00-$190,000.00 2 weeks ago Compliance Manager, Regulatory Change Management
New York, NY $105,600.00-$198,000.00 6 days ago New York, NY $175,000.00-$250,000.00 4 weeks ago New York, NY $208,000.00-$240,000.00 1 week ago New York, NY $90,000.00-$165,000.00 15 hours ago New York City Metropolitan Area 2 weeks ago New York, NY $200,000.00-$225,000.00 1 week ago New York, NY $220,000.00-$285,000.00 2 months ago New York City Metropolitan Area $90,000.00-$120,000.00 1 week ago New York, NY $130,000.00-$205,000.00 2 weeks ago New York City Metropolitan Area $100,000.00-$135,000.00 1 month ago New York City Metropolitan Area $120,000.00-$175,000.00 6 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr