KBW Financial Staffing & Recruiting
Investment Audit & Controls Oversight Manager
KBW Financial Staffing & Recruiting, Boston, Massachusetts, us, 02298
Investment Audit & Controls Oversight Manager
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Investment Audit & Controls Oversight Manager
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KBW Financial Staffing & Recruiting A top Investment Solution firm in Boston is seeking an Investment Audit and Controls Manager due to organizational growth. This role offers a strong base and an excellent bonus! It will be a hybrid position out of their office in Seaport. The ideal candidate will have financial services audit experience or investment accounting experience. Responsibilities
Lead audit planning and oversight activities, including subsidiary-level reviews, ensuring alignment with organizational risk management strategies. Track and maintain audit progress against established milestones, proactively identifying and addressing potential delays. Conduct regular budget-to-actual reviews across multiple audit areas to monitor financial performance and resource allocation. Facilitate ongoing meetings with audit stakeholders to surface and resolve issues, fostering collaboration and transparency. Manage and enhance an internal SharePoint platform to support communication and access to key audit documentation for stakeholders. Champion post-audit debrief initiatives aimed at driving continuous improvement in audit processes and outcomes. Oversee the design and documentation of internal processes and controls within the investment function, ensuring appropriate testing and compliance standards. Evaluate and challenge existing control frameworks, identifying opportunities for increased efficiency and effectiveness across investment-related operations. Foster a team culture focused on growth, engagement, and shared success by promoting a mindset of continuous learning and innovation. Effectively prioritize workstreams in a dynamic environment, developing scalable methods to improve process consistency and control reliability. Navigate complex organizational structures with agility, adapting to evolving business priorities and operational shifts. Collaborate cross-functionally with teams such as controllership, operations, financial reporting, and risk management to align on key initiatives. Contribute to the implementation of a new financial ledger system and other enterprise-level projects, ensuring strong internal controls and compliance. Analyze and interpret financial data, processes, and controls to support accuracy, transparency, and regulatory adherence. Qualifications
Bachelor’s degree in Accounting, Finance or related major 7+ years of related work experience with a track record of increasing responsibility and a significant portion audit-related (external or internal) 2+ years combined experience with U.S. GAAP and/or STAT CPA preferred Knowledge and experience of investments Base- $128K-$168K Hybrid
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Join to apply for the
Investment Audit & Controls Oversight Manager
role at
KBW Financial Staffing & Recruiting A top Investment Solution firm in Boston is seeking an Investment Audit and Controls Manager due to organizational growth. This role offers a strong base and an excellent bonus! It will be a hybrid position out of their office in Seaport. The ideal candidate will have financial services audit experience or investment accounting experience. Responsibilities
Lead audit planning and oversight activities, including subsidiary-level reviews, ensuring alignment with organizational risk management strategies. Track and maintain audit progress against established milestones, proactively identifying and addressing potential delays. Conduct regular budget-to-actual reviews across multiple audit areas to monitor financial performance and resource allocation. Facilitate ongoing meetings with audit stakeholders to surface and resolve issues, fostering collaboration and transparency. Manage and enhance an internal SharePoint platform to support communication and access to key audit documentation for stakeholders. Champion post-audit debrief initiatives aimed at driving continuous improvement in audit processes and outcomes. Oversee the design and documentation of internal processes and controls within the investment function, ensuring appropriate testing and compliance standards. Evaluate and challenge existing control frameworks, identifying opportunities for increased efficiency and effectiveness across investment-related operations. Foster a team culture focused on growth, engagement, and shared success by promoting a mindset of continuous learning and innovation. Effectively prioritize workstreams in a dynamic environment, developing scalable methods to improve process consistency and control reliability. Navigate complex organizational structures with agility, adapting to evolving business priorities and operational shifts. Collaborate cross-functionally with teams such as controllership, operations, financial reporting, and risk management to align on key initiatives. Contribute to the implementation of a new financial ledger system and other enterprise-level projects, ensuring strong internal controls and compliance. Analyze and interpret financial data, processes, and controls to support accuracy, transparency, and regulatory adherence. Qualifications
Bachelor’s degree in Accounting, Finance or related major 7+ years of related work experience with a track record of increasing responsibility and a significant portion audit-related (external or internal) 2+ years combined experience with U.S. GAAP and/or STAT CPA preferred Knowledge and experience of investments Base- $128K-$168K Hybrid
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