Director, Global Markets

* Supervise and conduct surveillance of the U.S. registered broker-dealer securities trading products, as well as OTC derivative/swap trading products, with primary focus on: Cash Equities, Program Trading, DMA, Listed/OTC Equity Derivatives, Delta1, ETF create/redeem.* Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR* Maintain and enhance the documentation of internal policies and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations (SEC, FINRA, CFTC, NFA and others)* WSPs must clearly indicate “evidence of review” and documentation that will satisfy the regulators and any Self-Regulatory Organization; including, Key Performance Indicators and escalation* Provide specialized advice and guidance on transactional issues to trading floor personnel as well as Business Management and infrastructure partners* Promptly escalate significant issues and material incidents of non-compliance to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of US Global Markets for resolution including recommendations for corrective action* Collaborating with Project teams and infrastructure partners on the development and implementation of solutions to address existing and new regulatory requirements* Primary business contact responsible for assisting Compliance in preparing detailed responses to regulatory inquiries and examination requests* Monitor new and changing regulatory requirements on a timely basis and assess their potential impact* Ensure that employees responsible for trading securities are appropriately registered* Participate in appropriate industry committees and working groups* Work on special projects as assigned from time to time* Bachelor’s degree* Minimum 5+ years’ experience in handling securities and OTC derivative/swap compliance issues gained at an investment dealer, regulator or marketplace* Knowledge of SEC/FINRA/CFTC/NFA and other US based regulatory rules* Well-developed knowledge of trading practices and associated regulatory requirements* Working knowledge of industry standard trading technologies and vendor solutions* Excellent relationship-building skills* Effective written and oral communication and presentation skills* Ability to work in a challenging environment while exhibiting poise under severe conditions* Resourceful and creative problem-solving skills* SIE and Series 7, 57, 63 preferred* Good knowledge of MS Office (especially Excel), Bloomberg, Python or other languages* Ability to manage competing priorities* **Values matter to you.** You bring your real self to work and you live our values – trust, teamwork, and accountability.* We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program\*, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.* Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.* We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.

Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.

Every day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us. #J-18808-Ljbffr