Barclays
Laws, Rules, and Regulations Oversight Risk – AVP
Join us as a Laws, Rules, and Regulations Oversight Risk – AVP. You will assist efforts to define and manage the approach to LRR Risk across the organization. In this role, you will provide expert oversight, offer data‑led challenge, and ensure compliance with applicable laws and regulatory standards. You’ll serve as a key subject matter expert, working closely with stakeholders to enhance risk governance and deliver critical insights. This is a strategic position that will expand to cover additional areas as the team evolves.
Key Responsibilities
Define and maintain the framework for managing LRR Risk, including LRR Risk Management Policy and Standard.
Collaborate with teams across the organization to facilitate a comprehensive approach to LRR Risk management.
Provide SME guidance on the end‑to‑end process for managing LRR Risk, responding to colleague queries.
Assess the level of LRR Risk in the organization and support remediation of potential LRR non‑adherence.
Perform oversight, checking and challenging on the implementation of LRR Risk Management Control Requirements and Controls through reviews.
Review and investigate LRR Risk related escalations, risk events and issues, providing corrective actions and preventative measures.
Support the implementation of LRR Risk Management through key Compliance processes.
Required Qualifications
Experience in legal, risk, compliance, or regulatory oversight roles within financial services.
Strong communication skills and ability to engage stakeholders and senior leadership.
Expertise in evaluating, testing, and providing oversight on LRR matters.
Prior experience managing control functions and navigating regulatory change.
Ability to work independently and adapt in a fast‑paced, evolving environment.
Preferred Skills
Stakeholder management and excellent verbal and written communication skills.
Risk and controls, change and transformation, business acumen, strategic thinking.
Technical skills related to data and technology in a regulatory context.
Location & Compensation Location: New York, NY
Minimum Salary: $110,000
Maximum Salary: $135,000
Additional Information All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship, as well as the Barclays Mindset – Empower, Challenge, and Drive.
#J-18808-Ljbffr
Key Responsibilities
Define and maintain the framework for managing LRR Risk, including LRR Risk Management Policy and Standard.
Collaborate with teams across the organization to facilitate a comprehensive approach to LRR Risk management.
Provide SME guidance on the end‑to‑end process for managing LRR Risk, responding to colleague queries.
Assess the level of LRR Risk in the organization and support remediation of potential LRR non‑adherence.
Perform oversight, checking and challenging on the implementation of LRR Risk Management Control Requirements and Controls through reviews.
Review and investigate LRR Risk related escalations, risk events and issues, providing corrective actions and preventative measures.
Support the implementation of LRR Risk Management through key Compliance processes.
Required Qualifications
Experience in legal, risk, compliance, or regulatory oversight roles within financial services.
Strong communication skills and ability to engage stakeholders and senior leadership.
Expertise in evaluating, testing, and providing oversight on LRR matters.
Prior experience managing control functions and navigating regulatory change.
Ability to work independently and adapt in a fast‑paced, evolving environment.
Preferred Skills
Stakeholder management and excellent verbal and written communication skills.
Risk and controls, change and transformation, business acumen, strategic thinking.
Technical skills related to data and technology in a regulatory context.
Location & Compensation Location: New York, NY
Minimum Salary: $110,000
Maximum Salary: $135,000
Additional Information All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship, as well as the Barclays Mindset – Empower, Challenge, and Drive.
#J-18808-Ljbffr