Barclays
Credit Business Oversight Compliance AVP
Join Barclays as a Credit Business Oversight Compliance AVP. At Barclays, our vision is to redefine the future of banking and craft innovative solutions. In this role you will serve as the primary point of contact for the Credit Business Oversight Compliance Group, providing data‑led oversight to ensure the front office operates in full compliance with Barclays legal, regulatory and ethical responsibilities.
Responsibilities
Conduct compliance testing and deliver presentations and training to the front office.
Draft, communicate and deliver compliance communications and support regulatory inquiries.
Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
Investigate potential market abuse and financial crime, including insider dealing, unlawful disclosure, market manipulation and anti‑competitive conduct.
Collaborate with the 1LOD, other compliance teams, legal and risk management functions to enable a comprehensive approach to compliance and risk management.
Implement and enforce compliance policies and procedures in line with regulatory requirements and international standards.
Qualifications
Considerable knowledge of financial markets, especially credit and loan products.
Experience conducting compliance testing or drafting compliance communications.
Background in law, finance or regulatory environments a plus.
Ability to create and deliver training materials and presentations.
Highly organized, detail oriented, curious, collaborative and comfortable asking questions.
Location and Salary New York, NY.
Minimum Salary: $110,000 – $135,000.
Key Expectations
Advisory and influence decision‑making, contribute to policy development and drive operational effectiveness.
Lead a team or lead collaborative assignments, coaching staff and fostering a high‑performance environment.
Take ownership for strengthening controls, managing risk and advocating best practices.
Communicate complex information, influence stakeholders and collaborate across functions to achieve business outcomes.
Values and Mindset All colleagues will demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship and the Barclays Mindset of Empower, Challenge and Drive.
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Responsibilities
Conduct compliance testing and deliver presentations and training to the front office.
Draft, communicate and deliver compliance communications and support regulatory inquiries.
Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
Investigate potential market abuse and financial crime, including insider dealing, unlawful disclosure, market manipulation and anti‑competitive conduct.
Collaborate with the 1LOD, other compliance teams, legal and risk management functions to enable a comprehensive approach to compliance and risk management.
Implement and enforce compliance policies and procedures in line with regulatory requirements and international standards.
Qualifications
Considerable knowledge of financial markets, especially credit and loan products.
Experience conducting compliance testing or drafting compliance communications.
Background in law, finance or regulatory environments a plus.
Ability to create and deliver training materials and presentations.
Highly organized, detail oriented, curious, collaborative and comfortable asking questions.
Location and Salary New York, NY.
Minimum Salary: $110,000 – $135,000.
Key Expectations
Advisory and influence decision‑making, contribute to policy development and drive operational effectiveness.
Lead a team or lead collaborative assignments, coaching staff and fostering a high‑performance environment.
Take ownership for strengthening controls, managing risk and advocating best practices.
Communicate complex information, influence stakeholders and collaborate across functions to achieve business outcomes.
Values and Mindset All colleagues will demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship and the Barclays Mindset of Empower, Challenge and Drive.
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