Edward Jones
Overview
The Regulatory & Operational Reporting department strives to be trusted experts that protect the firm and ensure value through leading the firm's regulatory reporting and compliance, including management of regulator relationships. The team is also responsible for partnering with key stakeholders across the firm to assess, design, implement, and improve controls critical to operational, financial and regulatory performance. Key Responsibilities
Support and influence decision making by proactively analyzing and interpreting regulatory and operational data Continuous evaluation of processes for improvement Record and review monthly regulatory and operational results Perform the customer reserve calculation and prepare regulatory filings, ensuring accuracy and completeness that is critical to firm operations and compliance with regulations Support external and internal audits and regulatory exams Oversee 17a-5 control framework Collaborate with the team regarding key regulatory project initiatives Develop relationships with key stakeholders across the Finance and Operations divisions What Experience You'll Need
4+ years of relevant experience in accounting or finance Bachelor's degree with emphasis in accounting or finance Proficiency with Microsoft Office Series 27 license required within 1 year of hire Highly qualified candidates will have demonstrated experience in the following: Critical thinking and problem resolution Drive to understand the how and why of end-to-end processes Continuous learning mindset, independently challenging status quo What Could Set You Apart
Financial services or brokerage industry experience Professional license, or working towards designation Working knowledge of PeopleSoft Financials and/or Broadridge Working knowledge of Microsoft PowerBI or similar platform Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday. Current INTERNAL home-based associates: While this role is posted as hybrid, if selected and accepted, you may retain your home-based status. Edward Jones intends in good faith to continue offering the role as home-based, though future business or regulatory needs may require on-site work. At Edward Jones, we are building a place where everyone feels like they belong. We\'re proud of our associates\' contributions to the firm and the recognitions we have received. Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones. Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones. Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law. Edward Jones\' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm\'s Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page.
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The Regulatory & Operational Reporting department strives to be trusted experts that protect the firm and ensure value through leading the firm's regulatory reporting and compliance, including management of regulator relationships. The team is also responsible for partnering with key stakeholders across the firm to assess, design, implement, and improve controls critical to operational, financial and regulatory performance. Key Responsibilities
Support and influence decision making by proactively analyzing and interpreting regulatory and operational data Continuous evaluation of processes for improvement Record and review monthly regulatory and operational results Perform the customer reserve calculation and prepare regulatory filings, ensuring accuracy and completeness that is critical to firm operations and compliance with regulations Support external and internal audits and regulatory exams Oversee 17a-5 control framework Collaborate with the team regarding key regulatory project initiatives Develop relationships with key stakeholders across the Finance and Operations divisions What Experience You'll Need
4+ years of relevant experience in accounting or finance Bachelor's degree with emphasis in accounting or finance Proficiency with Microsoft Office Series 27 license required within 1 year of hire Highly qualified candidates will have demonstrated experience in the following: Critical thinking and problem resolution Drive to understand the how and why of end-to-end processes Continuous learning mindset, independently challenging status quo What Could Set You Apart
Financial services or brokerage industry experience Professional license, or working towards designation Working knowledge of PeopleSoft Financials and/or Broadridge Working knowledge of Microsoft PowerBI or similar platform Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday. Current INTERNAL home-based associates: While this role is posted as hybrid, if selected and accepted, you may retain your home-based status. Edward Jones intends in good faith to continue offering the role as home-based, though future business or regulatory needs may require on-site work. At Edward Jones, we are building a place where everyone feels like they belong. We\'re proud of our associates\' contributions to the firm and the recognitions we have received. Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones. Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones. Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law. Edward Jones\' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm\'s Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page.
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