Capital One
Manager, Third Party Compliance Advisor
Capital One, Richmond, Virginia, United States, 23214
Overview
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Manager, Third Party Compliance Advisor
role at
Capital One . Third Party Compliance (TPC) is an important risk function at Capital One that provides oversight of third party compliance risk. The Manager Third Party Compliance Advisor will represent Third Party Compliance in strategic initiatives and work with the third party risk program and other stakeholders to ensure that compliance risk is effectively considered and incorporated. The Manager Third Party Compliance Advisor will update and advise management about these initiatives and provide related strategic guidance. The manager will have responsibilities related to compliance advisory work and compliance governance work. They will primarily act as an individual contributor, but will be a de facto leader on the team, supporting team-wide initiatives and escalated compliance concerns. TPC is a highly collaborative team that delivers value-add risk services to our business partners. A successful manager is a highly motivated, forward thinking self-starter who can work autonomously, is quick to adapt, technologically adept, a problem solver, and an adaptive learner. Responsibilities
Partner with Enterprise Supplier Management and Third Party Risk Management to mature third party compliance controls, monitoring actions, and risk identification questions Lead and support Third Party Compliance strategic projects Identify and implement improvements to existing Third Party Compliance processes with respect to international third party risk Qualifications
Basic Qualifications
Bachelor’s Degree or Military experience At least 3 years of experience in compliance, risk management, legal, audit or regulatory experience Preferred Qualifications
6+ years of experience in compliance, third-party management, risk management, legal, audit experience or a combination at a financial institution, including with respect to international laws and regulations 5+ years of experience in strategic advising and strategic initiative management Certification in Certified Regulatory Compliance Manager, International Association of Privacy Professionals, or Business Process Manager 1+ year experience with Salesforce 1+ year of Experience with Google Suite A basic understanding of Governance, Risk, and Compliance software tools Experience in Controls Development, Controls Management, and Reporting activities Experience in a third party risk or a compliance program at a financial institution Note:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked. McLean, VA: $146,100 - $166,700 for Compliance Advisor Manager; Richmond, VA: $132,800 - $151,600 for Compliance Advisor Manager. Candidates hired to work in other locations will be subject to the pay range for that location, and the actual salary offered will be reflected in the offer letter. This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long term incentives (LTI). Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws regarding criminal background inquiries. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and used only to provide needed reasonable accommodations. For technical support or questions about Capital One\'s recruiting process, please send an email to Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services and is not liable for information available through this site. Capital One Financial is made up of several different entities. Position postings in Canada, the United Kingdom, and the Philippines refer to Capital One Canada, Capital One Europe, and Capital One Philippines Service Corp. (COPSSC), respectively.
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Join to apply for the
Manager, Third Party Compliance Advisor
role at
Capital One . Third Party Compliance (TPC) is an important risk function at Capital One that provides oversight of third party compliance risk. The Manager Third Party Compliance Advisor will represent Third Party Compliance in strategic initiatives and work with the third party risk program and other stakeholders to ensure that compliance risk is effectively considered and incorporated. The Manager Third Party Compliance Advisor will update and advise management about these initiatives and provide related strategic guidance. The manager will have responsibilities related to compliance advisory work and compliance governance work. They will primarily act as an individual contributor, but will be a de facto leader on the team, supporting team-wide initiatives and escalated compliance concerns. TPC is a highly collaborative team that delivers value-add risk services to our business partners. A successful manager is a highly motivated, forward thinking self-starter who can work autonomously, is quick to adapt, technologically adept, a problem solver, and an adaptive learner. Responsibilities
Partner with Enterprise Supplier Management and Third Party Risk Management to mature third party compliance controls, monitoring actions, and risk identification questions Lead and support Third Party Compliance strategic projects Identify and implement improvements to existing Third Party Compliance processes with respect to international third party risk Qualifications
Basic Qualifications
Bachelor’s Degree or Military experience At least 3 years of experience in compliance, risk management, legal, audit or regulatory experience Preferred Qualifications
6+ years of experience in compliance, third-party management, risk management, legal, audit experience or a combination at a financial institution, including with respect to international laws and regulations 5+ years of experience in strategic advising and strategic initiative management Certification in Certified Regulatory Compliance Manager, International Association of Privacy Professionals, or Business Process Manager 1+ year experience with Salesforce 1+ year of Experience with Google Suite A basic understanding of Governance, Risk, and Compliance software tools Experience in Controls Development, Controls Management, and Reporting activities Experience in a third party risk or a compliance program at a financial institution Note:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked. McLean, VA: $146,100 - $166,700 for Compliance Advisor Manager; Richmond, VA: $132,800 - $151,600 for Compliance Advisor Manager. Candidates hired to work in other locations will be subject to the pay range for that location, and the actual salary offered will be reflected in the offer letter. This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long term incentives (LTI). Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws regarding criminal background inquiries. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and used only to provide needed reasonable accommodations. For technical support or questions about Capital One\'s recruiting process, please send an email to Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products or services and is not liable for information available through this site. Capital One Financial is made up of several different entities. Position postings in Canada, the United Kingdom, and the Philippines refer to Capital One Canada, Capital One Europe, and Capital One Philippines Service Corp. (COPSSC), respectively.
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