Oliver James
Audit Director - Insurance Operations & Investments
Oliver James, New York, New York, us, 10261
Audit Director - Insurance Operations & Investments
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This range is provided by Oliver James. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range $148,500.00/yr - $205,000.00/yr
Internal Audit Director - Operations & Investments (Life Insurance) - New York
A leading
Life Insurance organization
in
New York
is seeking an accomplished
Internal Audit Director
to oversee audit coverage across
Operations and Investment functions . This role will drive risk management maturity, strengthen internal controls, and ensure regulatory compliance while partnering closely with senior leadership.
Role & Responsibilities
Lead enterprise risk assessments and develop the annual audit plan for Operations and Investments
Oversee audit engagements from planning through reporting, ensuring high-quality execution
Evaluate operational controls across policy administration, underwriting, claims, reinsurance, and vendor management
Provide audit oversight across investment governance, portfolio management, private assets, derivatives, and investment compliance
Prepare audit reports and communicate insights to executive leadership and the Audit Committee
Collaborate with cross-functional teams (Risk, Finance, Investments, Compliance, Actuarial) to enhance control environments
Ensure adherence to regulatory and industry frameworks (NAIC, NYDFS, SOX/Model Audit Rule)
Coach, develop, and mentor audit staff while fostering a strong control culture
Key Skills & Qualifications
10+ years of internal audit, risk management, or assurance experience, preferably within Life Insurance or Financial Services
Background in operations audit and/or investment audit required
Strong knowledge of control frameworks, investment processes, and insurance operations
Professional certifications strongly preferred: CIA, CPA, CISA, CFA, or FRM
Proven leadership experience with demonstrated ability to influence senior stakeholders
Excellent communication, audit reporting, and presentation skills
Strategic mindset with a hands-on approach to execution
Seniority level Director
Employment type Full-time
Job function Accounting/Auditing
Industries Insurance Agencies and Brokerages, Insurance Carriers, and Insurance
#J-18808-Ljbffr
Get AI-powered advice on this job and more exclusive features.
This range is provided by Oliver James. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range $148,500.00/yr - $205,000.00/yr
Internal Audit Director - Operations & Investments (Life Insurance) - New York
A leading
Life Insurance organization
in
New York
is seeking an accomplished
Internal Audit Director
to oversee audit coverage across
Operations and Investment functions . This role will drive risk management maturity, strengthen internal controls, and ensure regulatory compliance while partnering closely with senior leadership.
Role & Responsibilities
Lead enterprise risk assessments and develop the annual audit plan for Operations and Investments
Oversee audit engagements from planning through reporting, ensuring high-quality execution
Evaluate operational controls across policy administration, underwriting, claims, reinsurance, and vendor management
Provide audit oversight across investment governance, portfolio management, private assets, derivatives, and investment compliance
Prepare audit reports and communicate insights to executive leadership and the Audit Committee
Collaborate with cross-functional teams (Risk, Finance, Investments, Compliance, Actuarial) to enhance control environments
Ensure adherence to regulatory and industry frameworks (NAIC, NYDFS, SOX/Model Audit Rule)
Coach, develop, and mentor audit staff while fostering a strong control culture
Key Skills & Qualifications
10+ years of internal audit, risk management, or assurance experience, preferably within Life Insurance or Financial Services
Background in operations audit and/or investment audit required
Strong knowledge of control frameworks, investment processes, and insurance operations
Professional certifications strongly preferred: CIA, CPA, CISA, CFA, or FRM
Proven leadership experience with demonstrated ability to influence senior stakeholders
Excellent communication, audit reporting, and presentation skills
Strategic mindset with a hands-on approach to execution
Seniority level Director
Employment type Full-time
Job function Accounting/Auditing
Industries Insurance Agencies and Brokerages, Insurance Carriers, and Insurance
#J-18808-Ljbffr