Vice President, Compliance

Vice President, Compliance About the Company Prominent financial institution with a global reach Industry Financial Services Type Privately Held About the Role The Company is in search of a Senior Compliance Officer to take on a pivotal role within its U.S. compliance team. The successful candidate will be responsible for providing expert advice to portfolio managers and investment teams on a range of compliance matters, with a focus on private funds and separately managed accounts. This includes overseeing regulatory filings, managing the Code of Ethics program, and ensuring adherence to U.S. and global regulatory requirements. The role also involves monitoring and mitigating MNPI risk, as well as staying abreast of regulatory developments and providing practical guidance to the business. Applicants must have a minimum of 7 years' of compliance experience in an investment adviser, asset manager, or private funds environment, and a strong working knowledge of SEC and CFTC/NFA regulations. The role requires hands-on experience with regulatory filings and the ability to advise senior stakeholders. The ideal candidate will have a proven track record of managing multiple priorities in a fast-paced environment, strong analytical skills, and the ability to partner with global compliance teams. A proactive approach to enhancing policies, procedures, and internal controls is essential, as is the ability to identify and address potential conflicts of interest and trading restrictions. Travel Percent Less than 10% Functions Finance