The Rand Group
Financial Service/Planning Associate
The Rand Group, Costa Mesa, California, United States, 92626
With offices in California and Hawaii, The Rand Group is an award-winning financial services firm providing a broad scope of personalized financial services, primarily to high-net-worth individuals and families nationwide. The company’s distinct wealth management brand applies to a true fiduciary standard of care for individuals, families, small businesses, and corporate clients. These services include financial planning, investment strategy, risk management, private market investments, and strategy implementation.
Our firm is a team of dedicated professionals working closely together to achieve high-performance results through shared objectives. We hold each other accountable for our goals and support one another to provide our clients with a unique experience tailored to their individual needs.
This is an in-office Monday - Friday position in our Newport Beach office.
What You’ll Do
Help with data collection, data input, and presentations for financial planning
Collaborate with advisors to provide tailored client solutions
Provide customer service to clients and manage the administration of client financial accounts, including financial transactions.
Help set up new investment accounts – drafting emails, preparing customer welcome materials, account distributions, and other onboarding tasks
Prepare essential documents and PowerPoint-based presentations for client meetings
Maintain client files within the Salesforce CRM system
Prioritize and organize workflows, and collaborate in all facets of operations
Respond to client client questions regarding accounts and procedures
Offer administrative and office management support to the team
Assist with marketing-related functions and business development activities
What You’ll Bring
BA/BS degree in finance or related field
Series 7, 66, 63/65, CA Insurance License not required but preferred
3+ years of experience in Financial Services (Including internships involving customer service or financial analysis)
Experience using MS Office applications, such as Word, Excel, and PowerPoint
Detail-oriented with the ability to prioritize and organize workflow
Ability to work in a fast-paced, high-intensity work environment
Self-starter and able to work independently
Superior interpersonal, organizational, and client service skills
Experience with financial software preferred but not required: eMoney, Money Guide Pro, Salesforce, Nitrogen
Flexible and willing to perform other tasks as assigned
What We Offer
Annual base salary $65,000 – $85,000 plus incentive compensation based on qualifications and experience
Financial incentives for educational goals and certifications (FINRA licenses, CFP, CIMA, CFA, AIF, etc.)
Health, Dental, Vision, and Life Insurance
Vacation and PTO days
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Our firm is a team of dedicated professionals working closely together to achieve high-performance results through shared objectives. We hold each other accountable for our goals and support one another to provide our clients with a unique experience tailored to their individual needs.
This is an in-office Monday - Friday position in our Newport Beach office.
What You’ll Do
Help with data collection, data input, and presentations for financial planning
Collaborate with advisors to provide tailored client solutions
Provide customer service to clients and manage the administration of client financial accounts, including financial transactions.
Help set up new investment accounts – drafting emails, preparing customer welcome materials, account distributions, and other onboarding tasks
Prepare essential documents and PowerPoint-based presentations for client meetings
Maintain client files within the Salesforce CRM system
Prioritize and organize workflows, and collaborate in all facets of operations
Respond to client client questions regarding accounts and procedures
Offer administrative and office management support to the team
Assist with marketing-related functions and business development activities
What You’ll Bring
BA/BS degree in finance or related field
Series 7, 66, 63/65, CA Insurance License not required but preferred
3+ years of experience in Financial Services (Including internships involving customer service or financial analysis)
Experience using MS Office applications, such as Word, Excel, and PowerPoint
Detail-oriented with the ability to prioritize and organize workflow
Ability to work in a fast-paced, high-intensity work environment
Self-starter and able to work independently
Superior interpersonal, organizational, and client service skills
Experience with financial software preferred but not required: eMoney, Money Guide Pro, Salesforce, Nitrogen
Flexible and willing to perform other tasks as assigned
What We Offer
Annual base salary $65,000 – $85,000 plus incentive compensation based on qualifications and experience
Financial incentives for educational goals and certifications (FINRA licenses, CFP, CIMA, CFA, AIF, etc.)
Health, Dental, Vision, and Life Insurance
Vacation and PTO days
#J-18808-Ljbffr