Confidential
Senior Vice President of Finance and Accounting
About the Company
Join a dynamic, full-service investment firm that excels in sales & trading, research, and asset management within the financial services industry.
Company Profile
Established:
2008 Type:
Privately Held Employees:
51-200 Key Specialties Trading Sales Research Merchant Banking Investment Banking Position Overview We are actively seeking a results-driven Senior Vice President of Finance and Accounting to become our senior finance leader and a core executor of financial strategy. In this critical role, you will oversee all facets of the firm's financial operations and ensure compliance with GAAP, SEC, and FINRA regulations while playing an integral part in financial decision-making. Responsibilities include, but are not limited to: Managing all accounting and finance operations, from data entry to executive-level reporting. Leading efforts in general ledger accounting, budgeting, cash management, and establishing risk policies. Preparing and submitting regulatory reports. Designing and improving financial processes. Collaborating with cross-functional teams to drive operational efficiencies. The ideal candidate will be a self-starter, detail-oriented, and hold a Master’s degree in accounting, business accounting, or finance. A Certified Public Accountant (CPA) license and FINRA Series 99 license are essential. We seek an individual with a robust background in corporate finance, advanced accounting practices, and regulatory compliance. Experience within a broker-dealer environment and FINOP experience is highly preferred. We value strategic thinkers who possess excellent problem-solving, communication, and interpersonal skills, capable of managing multiple priorities and projects with integrity and reliability. Hiring Manager Title: CEO Travel Requirement: Less than 10% Function:
Finance
2008 Type:
Privately Held Employees:
51-200 Key Specialties Trading Sales Research Merchant Banking Investment Banking Position Overview We are actively seeking a results-driven Senior Vice President of Finance and Accounting to become our senior finance leader and a core executor of financial strategy. In this critical role, you will oversee all facets of the firm's financial operations and ensure compliance with GAAP, SEC, and FINRA regulations while playing an integral part in financial decision-making. Responsibilities include, but are not limited to: Managing all accounting and finance operations, from data entry to executive-level reporting. Leading efforts in general ledger accounting, budgeting, cash management, and establishing risk policies. Preparing and submitting regulatory reports. Designing and improving financial processes. Collaborating with cross-functional teams to drive operational efficiencies. The ideal candidate will be a self-starter, detail-oriented, and hold a Master’s degree in accounting, business accounting, or finance. A Certified Public Accountant (CPA) license and FINRA Series 99 license are essential. We seek an individual with a robust background in corporate finance, advanced accounting practices, and regulatory compliance. Experience within a broker-dealer environment and FINOP experience is highly preferred. We value strategic thinkers who possess excellent problem-solving, communication, and interpersonal skills, capable of managing multiple priorities and projects with integrity and reliability. Hiring Manager Title: CEO Travel Requirement: Less than 10% Function:
Finance