CFO/FINOP

Fast growing, self‑clearing broker‑dealer in Downtown Manhattan seeks a FINOP to build out their internal finance and accounting department. This could be a CFO or Controller level depending on experience.

Base Pay Range $225,000 – $300,000 per year

Responsibilities

Daily Net Capital calculation

Daily securities lending haircut calculation

Bank reconciliations

State payroll inventory control report

Regulatory reporting and finance calendar

Weekly customer reserve calculation

Liquidity stress test

TAF (trading activity fee for FINRA)

Options regulatory fee for FINRA

FOCUS report filing

Balance sheet, income statement and changes in operating equity

Full detailed variance report

ETCB Focus Part II, Form Custody, Supplemental Schedule of Income

SIPC 6 and 7

Haircuts on all investing banking deals (IPOs, ATMs, etc.)

Trace reporting

Month‑end close

Quarterly box count

Qualifications

Minimum 5 years of experience as a FINOP at a self‑clearing broker‑dealer.

Series 27 required.

Seniority Level Executive

Employment type Full‑time

Job function Accounting/Auditing and Finance

Industries Investment Banking and Financial Services

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