UBS
Anti-Fraud Officer – Governance, Reporting and Training
Job Reference #
328010BR
Job Type
Full Time
Your role Do you want to combat fraud and prevent financial crime? Do you want to be part of a team that is building a new fraud program for a consumer digital bank? Are you a team player able to partner across an organization and provide subject matter expertise for the development and implementation of robust fraud risk mitigation? Can you play a key role in providing oversight, advice and challenge across a comprehensive fraud program? Are you an individual capable of undertaking a demanding yet rewarding role that entails a focus on both strategic thinking and execution?
We're looking for a second line of defense Anti-Fraud Officer to:
Challenging the entity’s Risk Appetite Assessment conclusions, including interpretation of metrics and qualitative statements
Challenging the entity’s definition and implementation of the Fraud Risk Appetite Statements, including risk metrics, thresholds and indicators
Providing independent oversight, challenge and control over fraud risks arising from UBS’s business activities.
Independently reviewing, challenging and monitoring the entity’s execution of the Non-Financial Risk (NFR) Framework processes and adherence to NFR guidance.
Reaching agreement with the entity on the content and oversight of the relevant fraud risk MI reports
Collaborate with key business and second line stakeholders in the development and delivery of fraud awareness training initiatives
Preparing concise, objective and accurate reports that provide insight into the firm’s risk profile and include holistic and systemic root cause analysis and remediation actions
Provide support and subject matter expertise, including:
Staying abreast of industry developments, emerging risks and fraud trends, including regulatory and legislative advisories, and communication to stakeholders
Participation in regulatory examinations and engagements, internal audits and reviews related to the fraud program, including providing guidance on and ensuring completion of remedial actions
Participation in various Financial Crime Committees and Governance Forums, including presentation of findings and updates relevant to the fraud program
Partnering with second line of defense central fraud framework teams in ensuring the development and implementation of a comprehensive and robust fraud program
Supporting the business in ensuring effective management of consequential fraud risks in order to protect UBS' reputation and long term sustainable growth, through the provision of subject matter expertise.
Detailed salary information:
Weehawken, Salt Lake City, Raleigh, New York, Nashville: the salary range for this role is $90000 to $120000
Your team To better serve Financial Advisors and clients in North America, UBS aims to modernize the Banking capabilities of UBS Bank USA, and deliver a more holistic, full-service banking offering to our clients. UBS will digitize the core Banking systems to be faster, more effective, and more efficient in delivering checking/savings, lending and cash management offerings with a focus on key segments. UBS will build on its already high-performing Bank and strong net promoter scores with digitally led and high touch capabilities and further align to the UBS client promise –personalized, relevant, on-time, and seamless services.
You’ll be joining the financial crimes business advisory with a focus to partner directly with 1st line AML and Fraud, compliance, product, and technology teams to help UBS in the fight against money-laundering, fraud, corruption and terrorist financing. You will be based in Weehawken, NJ, Nashville, TN, Raleigh, NC or Salt Lake City, UT.
Your expertise
Ideally 4-year college degree or international equivalent
Ideally 3+ years of prior fraud prevention, financial crimes or related regulatory experience with a retail/or commercial bank, digital bank, fintech (financial crimes preferred), or payments/money movement company (i.e., PayPal, Stripe, Plaid, Zelle)
Experience handling sensitive information with a high degree of discretion with a focus on the maintenance of client privacy
Proven experience in a fraud risk management, financial crimes or regulatory role in consumer, corporate, or commercial banking; or experience at a fin-tech or digital bank is preferred, with experience covering deposit products and money movement/payment services offered on digital banking platforms
Strong Microsoft Office skills, particularly in using Power Point to develop presentations and Excel to compile and analyze data
Strong project organization skills and attention to detail
Proven problem solving as well as decision making skills
Excellent communication skills, to both technical and non-technical audiences
Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) / Certified Anti-Money Laundering Specialist (ACAMS) / is a plus
Experience in testing and improving fraud control frameworks, including ability to challenge and communicate effectively with stakeholders
About Us UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
Join us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Salary Information US Only: The expected salary range for this role is $90000 to $120000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.
Seniority level
Not Applicable
Employment type
Full-time
Job function
Legal, Finance, and Accounting/Auditing
Industries
Banking, Financial Services, and Investment Banking
#J-18808-Ljbffr
328010BR
Job Type
Full Time
Your role Do you want to combat fraud and prevent financial crime? Do you want to be part of a team that is building a new fraud program for a consumer digital bank? Are you a team player able to partner across an organization and provide subject matter expertise for the development and implementation of robust fraud risk mitigation? Can you play a key role in providing oversight, advice and challenge across a comprehensive fraud program? Are you an individual capable of undertaking a demanding yet rewarding role that entails a focus on both strategic thinking and execution?
We're looking for a second line of defense Anti-Fraud Officer to:
Challenging the entity’s Risk Appetite Assessment conclusions, including interpretation of metrics and qualitative statements
Challenging the entity’s definition and implementation of the Fraud Risk Appetite Statements, including risk metrics, thresholds and indicators
Providing independent oversight, challenge and control over fraud risks arising from UBS’s business activities.
Independently reviewing, challenging and monitoring the entity’s execution of the Non-Financial Risk (NFR) Framework processes and adherence to NFR guidance.
Reaching agreement with the entity on the content and oversight of the relevant fraud risk MI reports
Collaborate with key business and second line stakeholders in the development and delivery of fraud awareness training initiatives
Preparing concise, objective and accurate reports that provide insight into the firm’s risk profile and include holistic and systemic root cause analysis and remediation actions
Provide support and subject matter expertise, including:
Staying abreast of industry developments, emerging risks and fraud trends, including regulatory and legislative advisories, and communication to stakeholders
Participation in regulatory examinations and engagements, internal audits and reviews related to the fraud program, including providing guidance on and ensuring completion of remedial actions
Participation in various Financial Crime Committees and Governance Forums, including presentation of findings and updates relevant to the fraud program
Partnering with second line of defense central fraud framework teams in ensuring the development and implementation of a comprehensive and robust fraud program
Supporting the business in ensuring effective management of consequential fraud risks in order to protect UBS' reputation and long term sustainable growth, through the provision of subject matter expertise.
Detailed salary information:
Weehawken, Salt Lake City, Raleigh, New York, Nashville: the salary range for this role is $90000 to $120000
Your team To better serve Financial Advisors and clients in North America, UBS aims to modernize the Banking capabilities of UBS Bank USA, and deliver a more holistic, full-service banking offering to our clients. UBS will digitize the core Banking systems to be faster, more effective, and more efficient in delivering checking/savings, lending and cash management offerings with a focus on key segments. UBS will build on its already high-performing Bank and strong net promoter scores with digitally led and high touch capabilities and further align to the UBS client promise –personalized, relevant, on-time, and seamless services.
You’ll be joining the financial crimes business advisory with a focus to partner directly with 1st line AML and Fraud, compliance, product, and technology teams to help UBS in the fight against money-laundering, fraud, corruption and terrorist financing. You will be based in Weehawken, NJ, Nashville, TN, Raleigh, NC or Salt Lake City, UT.
Your expertise
Ideally 4-year college degree or international equivalent
Ideally 3+ years of prior fraud prevention, financial crimes or related regulatory experience with a retail/or commercial bank, digital bank, fintech (financial crimes preferred), or payments/money movement company (i.e., PayPal, Stripe, Plaid, Zelle)
Experience handling sensitive information with a high degree of discretion with a focus on the maintenance of client privacy
Proven experience in a fraud risk management, financial crimes or regulatory role in consumer, corporate, or commercial banking; or experience at a fin-tech or digital bank is preferred, with experience covering deposit products and money movement/payment services offered on digital banking platforms
Strong Microsoft Office skills, particularly in using Power Point to develop presentations and Excel to compile and analyze data
Strong project organization skills and attention to detail
Proven problem solving as well as decision making skills
Excellent communication skills, to both technical and non-technical audiences
Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) / Certified Anti-Money Laundering Specialist (ACAMS) / is a plus
Experience in testing and improving fraud control frameworks, including ability to challenge and communicate effectively with stakeholders
About Us UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
Join us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Salary Information US Only: The expected salary range for this role is $90000 to $120000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.
Seniority level
Not Applicable
Employment type
Full-time
Job function
Legal, Finance, and Accounting/Auditing
Industries
Banking, Financial Services, and Investment Banking
#J-18808-Ljbffr