Investment Advisor Associate :

We are looking for a Registered Investment Advisor support to provide wealth management and investment services for our diverse clients. The role involves assessing financial goals, advising clients, and making product recommendations aligned with their risk profiles and investment objectives. The advisor may also assist with general office operations.

Responsibilities

1. Meet with new and existing clients to manage their investment accounts.
2. Review and analyze investment portfolios, including variable, fixed, and indexed annuities, as well as insurance policies, and make suitable product recommendations.
3. Execute trading and rebalancing of client portfolios as needed.
4. Create, monitor, and update investment portfolio models.
5. Communicate with clients regarding account management, technical support, and problem resolution.
6. Prepare reports and materials for client and prospect meetings using the latest investment software.
7. Implement securities trading strategies.
8. Ensure adherence to regulations related to securities, investments, and financial planning.
9. Conduct research and analysis, ensuring accuracy and timeliness.
10. Prepare correspondence, spreadsheets, and presentation materials for meetings and communications.
11. Prepare clients for meetings and anticipate their needs.
12. Participate in training to stay updated on current trends and enhance team skills.
13. Delegate tasks to support staff as needed.
14. Assist during tax season with return preparations and undertake special projects as assigned.

Desired Skills and Experience

• College degree in Business, Finance, or a related field.
• At least 5 years of relevant experience.