Compliance Analyst - Financial Markets & Risk Insights

A financial services company is seeking a Compliance Analyst to safeguard operations by monitoring advisor activity and identifying compliance risks. The successful candidate will review financial professionals' books and analyze trade data to provide actionable insights. Essential qualifications include experience in the securities industry and proficiency in MS Excel. Strong communication skills and attention to detail are crucial in this role, which is pivotal for maintaining compliance standards. #J-18808-Ljbffr