Compliance Analyst - Financial Markets & Risk Insights

A financial services firm is seeking a Compliance Analyst to safeguard operations by monitoring advisor activity and identifying potential compliance risks. This role involves analyzing trade data, creating summaries for compliance teams, and assisting in surveillance procedures. Candidates should have 3-5 years of experience in the financial securities industry and be proficient in MS Excel. Excellent communication skills are essential. This position offers a full-time role with a salary range of $55,000-$63,000 annually plus bonuses. #J-18808-Ljbffr