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SMBC

Broker-Dealer Compliance Advisor (Private Side) - Hybrid

SMBC, New York, New York, us, 10261

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A leading global financial institution is seeking a Compliance Advisory Associate to support compliance risk management and provide regulatory advice within their New York office. The ideal candidate will have 4-7 years of experience in regulatory compliance, a solid understanding of US securities laws, and strong project management skills. The role allows for a hybrid work arrangement, supporting both remote and office work. Interested candidates should apply with a focus on regulatory compliance experience and organizational abilities. #J-18808-Ljbffr