Hybrid Broker-Dealer Compliance Advisor (Associate)

A leading financial services firm seeks a Compliance Advisory Associate to provide regulatory guidance and compliance advice. You will assist in managing compliance risks and collaborate with senior team members to develop policies and procedures. The ideal candidate will have 4-7 years of relevant experience, a solid understanding of US securities laws, and strong project management skills. This role is hybrid, allowing employees to work both from home and the office, with a focus on maintaining compliance. #J-18808-Ljbffr