Capital One
AML Senior Investigator II – SIU Supervisor
Apply for the AML Senior Investigator II‑SIU Supervisor role at Capital One.
Job Overview The Anti‑Money Laundering (AML) Supervisor supervises various AML processes, which might include suspicious activity investigations, closing reviews, or other AML processes. The Associate will work closely with AML Process Managers to perform other critical functions. The Associate is also responsible for planning and conducting processes related to anti‑money laundering as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.
Responsibilities
Supervise daily workflow and operational metrics of AML Operations team.
Daily supervision of a small central unit of Investigators.
Assist with training in Regulatory Operations and in the business areas.
Contribute to internal AML Operations projects related to the modification of policies/procedures.
Assess new business acquisitions to determine what work should flow into AML Operations units.
Perform quality assurance on draft Suspicious Activity Reports, closing cases, or other AML processes.
Handle escalated issues as appropriate for advanced investigation and analysis.
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of leadership experience in Fraud, AML investigations or a compliance role.
At least 2 years of investigative experience in Fraud or AML investigations.
Preferred Qualifications
Bachelor's Degree.
2+ years of people leader experience in Fraud, AML investigations, or a compliance role.
3+ years of investigative experience in Fraud and AML investigations.
Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification.
Employment Details At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary ranges (based on location):
Chicago, IL: $86,000 - $98,200
McLean, VA: $94,600 - $107,900
Plano, TX: $86,000 - $98,200
Richmond, VA: $86,000 - $98,200
Riverwoods, IL: $86,000 - $98,200
Wilmington, DE: $86,000 - $98,200
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
This role is also eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Incentives could be discretionary or non‑discretionary depending on the plan.
Application Information This role is expected to accept applications for a minimum of 5 business days.
Equal Opportunity and EEO Statement No agencies please. Capital One is an equal opportunity employer (EOE, including disabled/veteran) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
Employment Type and Seniority Employment type: Full‑time. Seniority level: Mid‑Senior level. Job function: Finance and Sales.
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Job Overview The Anti‑Money Laundering (AML) Supervisor supervises various AML processes, which might include suspicious activity investigations, closing reviews, or other AML processes. The Associate will work closely with AML Process Managers to perform other critical functions. The Associate is also responsible for planning and conducting processes related to anti‑money laundering as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.
Responsibilities
Supervise daily workflow and operational metrics of AML Operations team.
Daily supervision of a small central unit of Investigators.
Assist with training in Regulatory Operations and in the business areas.
Contribute to internal AML Operations projects related to the modification of policies/procedures.
Assess new business acquisitions to determine what work should flow into AML Operations units.
Perform quality assurance on draft Suspicious Activity Reports, closing cases, or other AML processes.
Handle escalated issues as appropriate for advanced investigation and analysis.
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of leadership experience in Fraud, AML investigations or a compliance role.
At least 2 years of investigative experience in Fraud or AML investigations.
Preferred Qualifications
Bachelor's Degree.
2+ years of people leader experience in Fraud, AML investigations, or a compliance role.
3+ years of investigative experience in Fraud and AML investigations.
Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification.
Employment Details At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary ranges (based on location):
Chicago, IL: $86,000 - $98,200
McLean, VA: $94,600 - $107,900
Plano, TX: $86,000 - $98,200
Richmond, VA: $86,000 - $98,200
Riverwoods, IL: $86,000 - $98,200
Wilmington, DE: $86,000 - $98,200
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
This role is also eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Incentives could be discretionary or non‑discretionary depending on the plan.
Application Information This role is expected to accept applications for a minimum of 5 business days.
Equal Opportunity and EEO Statement No agencies please. Capital One is an equal opportunity employer (EOE, including disabled/veteran) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
Employment Type and Seniority Employment type: Full‑time. Seniority level: Mid‑Senior level. Job function: Finance and Sales.
#J-18808-Ljbffr