Securities Legal Counsel (RIA & Compliance)

A financial services firm is seeking a legal counsel focused on securities to provide guidance on the Advisers Act and federal regulations. This role involves drafting client agreements, advising on fiduciary duties, supporting compliance efforts, and conducting regulatory research. Candidates should hold a Juris Doctorate, be a member of state bar, and have at least 3 years of relevant experience. Ideal for someone skilled in regulatory analysis and contract drafting. #J-18808-Ljbffr