Capital One
AML Compliance Enterprise Payments Advisory Manager
Join to apply for the AML Compliance Enterprise Payments Advisory Manager role at Capital One.
The Anti‑Money Laundering (AML) Enterprise Payments Compliance Advisor Manager performs a key second‑line risk management role to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. Working within the AML Program framework, the manager delivers quality results, provides compliance advice to lines of business as a subject‑matter expert, and executes or participates in corporate processes.
Key Responsibilities
Provide input on the end‑to‑end payment processing, highlighting AML risks.
Provide guidance on business policies, standards, and procedures.
Develop and lead department training, as appropriate.
Provide compliance advice on complex projects.
Guide controls over regulatory requirements and monitor those controls.
Provide input on business regulatory requirements.
Perform money laundering risk assessment reviews.
Partner with first line to ensure AML requirements are appropriate and adhered to.
Review inquiries from lines of business and provide guidance on remediation, escalations, and facilitation with subject‑matter experts.
Identify trends in data and proactively advise on identified external and internal risks.
Maintain subject‑matter expertise of applicable laws and regulations.
Engage in audit, regulatory, and other reviews of the AML program.
Evaluate internal audit, regulatory exam, and self‑identified issues and events for compliance impacts.
Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements.
Advise lines of business on application of compliance requirements such as new products, process development, control and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation.
Assist lines of business in developing and maintaining the compliance program, such as how to monitor, report, and train.
Support lines of business through expert advice, influence adjustments to processes, procedures, and controls.
Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations.
Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate compliance risk management.
Basic Qualifications
Bachelor’s degree or equivalent military experience.
At least 5 years of experience in compliance, audit, or legal.
At least 5 years of experience in payment operations.
Preferred Qualifications
6+ years of experience in compliance, legal, or audit.
6+ years experience in payment operations.
CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Association of Certified Anti‑Money Laundering Specialists) certification.
Compensation Minimum and maximum full‑time annual salaries for this role are listed by location. Salaries are based on the location where the role will perform work.
Chicago, IL: $132,800 – $151,600
McLean, VA: $146,100 – $166,700
New York, NY: $159,400 – $181,900
Plano, TX: $132,800 – $151,600
Richmond, VA: $132,800 – $151,600
Riverwoods, IL: $132,800 – $151,600
Role eligible for performance‑based incentive compensation, including cash bonus(es) and/or long‑term incentives (LTI).
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being.
Equal Opportunity Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws.
#J-18808-Ljbffr
The Anti‑Money Laundering (AML) Enterprise Payments Compliance Advisor Manager performs a key second‑line risk management role to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. Working within the AML Program framework, the manager delivers quality results, provides compliance advice to lines of business as a subject‑matter expert, and executes or participates in corporate processes.
Key Responsibilities
Provide input on the end‑to‑end payment processing, highlighting AML risks.
Provide guidance on business policies, standards, and procedures.
Develop and lead department training, as appropriate.
Provide compliance advice on complex projects.
Guide controls over regulatory requirements and monitor those controls.
Provide input on business regulatory requirements.
Perform money laundering risk assessment reviews.
Partner with first line to ensure AML requirements are appropriate and adhered to.
Review inquiries from lines of business and provide guidance on remediation, escalations, and facilitation with subject‑matter experts.
Identify trends in data and proactively advise on identified external and internal risks.
Maintain subject‑matter expertise of applicable laws and regulations.
Engage in audit, regulatory, and other reviews of the AML program.
Evaluate internal audit, regulatory exam, and self‑identified issues and events for compliance impacts.
Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements.
Advise lines of business on application of compliance requirements such as new products, process development, control and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation.
Assist lines of business in developing and maintaining the compliance program, such as how to monitor, report, and train.
Support lines of business through expert advice, influence adjustments to processes, procedures, and controls.
Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations.
Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate compliance risk management.
Basic Qualifications
Bachelor’s degree or equivalent military experience.
At least 5 years of experience in compliance, audit, or legal.
At least 5 years of experience in payment operations.
Preferred Qualifications
6+ years of experience in compliance, legal, or audit.
6+ years experience in payment operations.
CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Association of Certified Anti‑Money Laundering Specialists) certification.
Compensation Minimum and maximum full‑time annual salaries for this role are listed by location. Salaries are based on the location where the role will perform work.
Chicago, IL: $132,800 – $151,600
McLean, VA: $146,100 – $166,700
New York, NY: $159,400 – $181,900
Plano, TX: $132,800 – $151,600
Richmond, VA: $132,800 – $151,600
Riverwoods, IL: $132,800 – $151,600
Role eligible for performance‑based incentive compensation, including cash bonus(es) and/or long‑term incentives (LTI).
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being.
Equal Opportunity Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws.
#J-18808-Ljbffr