Confidential Investment Banking Firm
Investment Banking Supervisor (New York)
Confidential Investment Banking Firm, New York, New York, United States, 10261
Investment Banking Supervisor
Location:
New York, NY
Employment Type:
Full Time | On Site
A financial services firm is seeking an
Investment Banking Supervisor
to support its investment banking division. This role oversees analysts and associates, reviews critical transaction deliverables, and ensures strong supervisory and regulatory controls across active deals. It is well suited for an experienced capital markets professional who enjoys balancing leadership, deal oversight, and regulatory supervision in a fast-paced environment.
Responsibilities
Supervise daily activities within the investment banking team Review and approve financial models, valuations, and client materials Maintain compliance with SEC and FINRA supervisory standards Mentor analysts and associates and oversee workflow quality Support senior bankers across pitches, meetings, and transactions Coordinate with Compliance and Legal on regulatory filings and due diligence Manage supervisory procedures including communication reviews and suitability assessments Contribute to management discussions and team strategy
Qualifications
Bachelors degree in Finance, Accounting, Economics, or related field (MBA or MS Finance preferred) Five to ten years of experience in investment banking, capital markets, or corporate finance Prior supervisory or leadership experience required Strong financial modeling and valuation capabilities Excellent communication and organizational skills Deep understanding of regulatory frameworks and risk management Active FINRA registrations: Series 7, Series 79, Series 24, and Series 63 or 66
Benefits
Medical Dental 401(k)
How to Apply
Please reach out directly for a confidential discussion: Jason Himmelstein Director, Strategic Recruitment and Advisory | CRC-Oyster E: jhimmelstein@compliance-risk.com M: (646) 709-0332
New York, NY
Employment Type:
Full Time | On Site
A financial services firm is seeking an
Investment Banking Supervisor
to support its investment banking division. This role oversees analysts and associates, reviews critical transaction deliverables, and ensures strong supervisory and regulatory controls across active deals. It is well suited for an experienced capital markets professional who enjoys balancing leadership, deal oversight, and regulatory supervision in a fast-paced environment.
Responsibilities
Supervise daily activities within the investment banking team Review and approve financial models, valuations, and client materials Maintain compliance with SEC and FINRA supervisory standards Mentor analysts and associates and oversee workflow quality Support senior bankers across pitches, meetings, and transactions Coordinate with Compliance and Legal on regulatory filings and due diligence Manage supervisory procedures including communication reviews and suitability assessments Contribute to management discussions and team strategy
Qualifications
Bachelors degree in Finance, Accounting, Economics, or related field (MBA or MS Finance preferred) Five to ten years of experience in investment banking, capital markets, or corporate finance Prior supervisory or leadership experience required Strong financial modeling and valuation capabilities Excellent communication and organizational skills Deep understanding of regulatory frameworks and risk management Active FINRA registrations: Series 7, Series 79, Series 24, and Series 63 or 66
Benefits
Medical Dental 401(k)
How to Apply
Please reach out directly for a confidential discussion: Jason Himmelstein Director, Strategic Recruitment and Advisory | CRC-Oyster E: jhimmelstein@compliance-risk.com M: (646) 709-0332